UBS’s iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 BAL Stock Holding History

UBS’s Portfolio BAL Stock Details BAL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$110K	Sell	2,699 -75	-3%	-$3.32K	﹤0.01%	5885
2014 Q2	$138K	Sell	2,774 -200	-7%	-$11K	﹤0.01%	5576
2014 Q1	$173K	Sell	2,974 -1,000	-25%	-$55.2K	﹤0.01%	5364
2013 Q4	$211K	Sell	3,974 -9,782	-71%	-$500K	﹤0.01%	5249
2013 Q3	$767K	Sell	13,756 -5,097	-27%	-$280K	﹤0.01%	3652
2013 Q2	$1.02M	Buy	+18,853	New	+$1.02M	﹤0.01%	3314

Other funds holding BAL

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BRWM

B. Riley Wealth Management Memphis, Tennessee $85.5M AUM 3.46% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

TDC

Thompson Davis & Co Richmond, Virginia $150M AUM 32.35% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's BAL Position: Q3 2014 in Review

UBS reduced its iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 (BAL) stake by 2.7% in Q3 2014, selling an estimated $3.32K and leaving 2,699 shares worth $110K. The position accounts for ﹤0.01% of the portfolio, ranked #5885.

UBS first reported a position in BAL in Q2 2013 and has held it in 6 quarters since. The position peaked at $1.02M in Q2 2013. 13 funds tracked by Wall St. Rank hold BAL as of Q3 2014.

UBS held 2,699 shares of iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 worth $110K as of Q3 2014.
UBS sold 75 iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 shares in Q3 2014, an estimated $3.32K.
iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5885 holding.
UBS first reported a position in iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 in Q2 2013 and has held it in 6 quarters since.
UBS's iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 position peaked at $1.02M in Q2 2013.
13 funds tracked by Wall St. Rank held iPath Bloomberg Cotton Subindex Total Return ETN due June 24, 2038 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.