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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHF
6051
DELISTED
Pacholder High Yield
PHF
$94K ﹤0.01%
12,035
+838
+7% +$7.12K
JD icon
6052
CALL
JD.com
JD
$43.6B
$93K ﹤0.01%
3,600
+3,000
+500% +$86.4K
OMER icon
6053
CALL
Omeros
OMER
$863M
$93K ﹤0.01%
7,300
+2,600
+55% +$36.4K
RDN icon
6054
PUT
Radian Group
RDN
$5.16B
$93K ﹤0.01%
6,500
– –
TTEC icon
6055
TTEC Holdings
TTEC
$125M
$93K ﹤0.01%
3,774
+2,535
+205% +$69.3K
CST
6056
CALL
DELISTED
CST Brands, Inc.
CST
$93K ﹤0.01%
2,600
+2,300
+767% +$79.5K
NILE
6057
DELISTED
Blue Nile, Inc.
NILE
$93K ﹤0.01%
3,247
+3,211
+8,919% +$89.4K
ATML
6058
CALL
DELISTED
ATMEL CORP
ATML
$93K ﹤0.01%
11,500
+8,700
+311% +$75.2K
DXM
6059
PUT
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$93K ﹤0.01%
9,700
– –
AOI
6060
DELISTED
Alliance One International
AOI
$93K ﹤0.01%
4,702
– –
LSBI
6061
DELISTED
LSB FINL CORP
LSBI
$93K ﹤0.01%
2,312
-13
-0.6% -$530
AFAM
6062
DELISTED
Almost Family Inc
AFAM
$93K ﹤0.01%
3,409
+1,153
+51% +$29.9K
FLO icon
6063
CALL
Flowers Foods
FLO
$1.51B
$92K ﹤0.01%
5,000
+1,800
+56% +$35.1K
HNRG icon
6064
Hallador Energy
HNRG
$689M
$92K ﹤0.01%
+7,806
New +$100K
OXM icon
6065
Oxford Industries
OXM
$571M
$92K ﹤0.01%
1,508
-1,087
-42% -$68.6K
SAA icon
6066
ProShares Ulta SmallCap600
SAA
$29.2M
$92K ﹤0.01%
9,510
+7,470
+366% +$77.9K
SIZE icon
6067
iShares MSCI USA Size Factor ETF
SIZE
$430M
$92K ﹤0.01%
+1,500
New +$92.8K
NPKI
6068
NPK International
NPKI
$1.06B
$92K ﹤0.01%
7,370
-3,709
-33% -$45.7K
LL
6069
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
$92K ﹤0.01%
1,600
+600
+60% +$34.9K
CROC
6070
DELISTED
ProShares UltraShort Australian Dollar
CROC
$92K ﹤0.01%
2,010
-395
-16% -$16.4K
ECYT
6071
PUT
DELISTED
Endocyte, Inc. Common Stock
ECYT
$92K ﹤0.01%
15,100
-5,800
-28% -$39.6K
TAX
6072
DELISTED
Liberty Tax, Inc. Class A
TAX
$92K ﹤0.01%
2,859
+1,359
+91% +$46.3K
BNJ
6073
DELISTED
Blackrock New Jersey Muni Tr
BNJ
$92K ﹤0.01%
6,352
-2,644
-29% -$38.5K
EROC
6074
PUT
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$92K ﹤0.01%
25,900
+4,300
+20% +$18.7K
NBTF
6075
DELISTED
NB & T FINANCIAL GROUP INC
NBTF
$92K ﹤0.01%
3,095
+1,405
+83% +$37.1K
241 242
243
244 245

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.