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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCU
6101
CALL
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$90K ﹤0.01%
840
+330
+65% +$42.1K
DNKN
6102
PUT
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$90K ﹤0.01%
2,000
-1,900
-49% -$84.6K
BLOX
6103
PUT
DELISTED
Infoblox Inc
BLOX
$90K ﹤0.01%
6,100
– –
FCS
6104
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$90K ﹤0.01%
5,794
+5,710
+6,798% +$92.2K
PGH
6105
CALL
DELISTED
Pengrowth Energy Corporation
PGH
$90K ﹤0.01%
17,400
-3,800
-18% -$23.7K
CALM icon
6106
PUT
Cal-Maine
CALM
$4.09B
$89K ﹤0.01%
2,000
-200
-9% -$7.93K
CXSE icon
6107
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$489M
$89K ﹤0.01%
3,404
+3,070
+919% +$84.7K
DRN icon
6108
Direxion Daily Real Estate Bull 3X ETF
DRN
$46.5M
$89K ﹤0.01%
6,612
+6,464
+4,368% +$99.2K
EDC icon
6109
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$147M
$89K ﹤0.01%
832
+406
+95% +$53.2K
HMC icon
6110
CALL
Honda
HMC
$39.9B
$89K ﹤0.01%
2,600
-700
-21% -$24.2K
IBCP icon
6111
Independent Bank Corp
IBCP
$787M
$89K ﹤0.01%
7,459
+1,476
+25% +$18.3K
JMM icon
6112
Nuveen Multi-Market Income Fund
JMM
$54.9M
$89K ﹤0.01%
+11,714
New +$88.2K
JNUG icon
6113
CALL
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$376M
$89K ﹤0.01%
8
+5
+167% +$115K
KTOS icon
6114
Kratos Defense & Security Solutions
KTOS
$8.66B
$89K ﹤0.01%
13,532
+7,580
+127% +$56.3K
MLR icon
6115
Miller Industries
MLR
$569M
$89K ﹤0.01%
5,250
-930
-15% -$17.9K
PIPR icon
6116
Piper Sandler
PIPR
$5.15B
$89K ﹤0.01%
6,780
+3,928
+138% +$52.4K
TNA icon
6117
CALL
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.32B
$89K ﹤0.01%
2,800
-3,000
-52% -$109K
FRGI
6118
CALL
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$89K ﹤0.01%
1,800
+1,000
+125% +$47.5K
GGP
6119
PUT
DELISTED
GGP Inc.
GGP
$89K ﹤0.01%
3,800
– –
REE
6120
DELISTED
RARE ELEMENT RES LTD
REE
$89K ﹤0.01%
136,930
+24,719
+22% +$27.2K
IGTE
6121
DELISTED
IGATE CORPORATION
IGTE
$89K ﹤0.01%
2,417
+1,604
+197% +$59.6K
REGI
6122
DELISTED
Renewable Energy Group, Inc.
REGI
$89K ﹤0.01%
8,778
-1,437
-14% -$16.1K
ACTG icon
6123
Acacia Research
ACTG
$426M
$88K ﹤0.01%
5,696
+1,082
+23% +$18.2K
CROX icon
6124
CALL
Crocs
CROX
$6.14B
$88K ﹤0.01%
7,000
-300
-4% -$4.5K
DUST icon
6125
CALL
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$66.3M
– –
0
– –
243 244
245
246 247

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.