UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6101	FMD 6101 DELISTED FIRST MARBLEHEAD CORP COM STK NEW (DE) FMD	$5K	﹤0.01%	1,658 +617
6102	QBAK 6102 DELISTED Qualstar Corp QBAK	$5K	﹤0.01%	718 +553
6103	ATNY 6103 DELISTED API TECHNOLOGIES CORP. COMMON STOCK ATNY	$5K	﹤0.01%	2,153 +694
6104	ATE 6104 DELISTED Advantest Corp ATE	$5K	﹤0.01%	385 -2,146
6105	BBLU 6105 DELISTED BLUE EARTH, INC. COMMON STOCK BBLU	$5K	﹤0.01%	+1,300
6106	GRH 6106 DELISTED GREENHUNTER RESOURCES INC. COM GRH	$5K	﹤0.01%	3,317 +3,117
6107	TECU 6107 DELISTED TECUMSEH PRODUCTS COMPANY COMMON STOCK TECU	$5K	﹤0.01%	1,262 -2,739
6108	AMPS 6108 DELISTED ISHARES TR UTILITIES SECTOR BD ETF AMPS	$5K	﹤0.01%	91 -568
6109	SARA 6109 DELISTED SARATOGA RESOURCES INC SARA	$5K	﹤0.01%	+4,586
6110	MWRX 6110 DELISTED MEDWORTH RX CORP COM STK (DE) MWRX	$5K	﹤0.01%	625
6111	BAGL 6111 DELISTED EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE) BAGL	$5K	﹤0.01%	246 +80
6112	IVAN 6112 DELISTED IVANHOE ENERGY INC COM SHS (CDA) IVAN	$5K	﹤0.01%	2,598 -2,580
6113	ROICW 6113 DELISTED RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD) ROICW	$5K	﹤0.01%	1,961 -1,650
6114	NAQ.U 6114 DELISTED RETAIL OPPORTUNITY INVESTMENTS CORP UTS (DE) NAQ.U	$5K	﹤0.01%	286
6115	MNTX 6115 DELISTED Manitex International, Inc. MNTX	$5K	﹤0.01%	446 -1,504
6116	EVK 6116 DELISTED Ever-Glory International Group, Inc. EVK	$5K	﹤0.01%	874 -34
6117	IPAS 6117 DELISTED Ipass Inc Common Stock IPAS	$5K	﹤0.01%	310 +302
6118	SSN 6118 DELISTED Samson Oil & Gas Limited SSN	$5K	﹤0.01%	1,658 +1,446
6119	GMTB 6119 DELISTED Columbia Core Bond ETF GMTB	$5K	﹤0.01%	106 -978
6120	NKBS 6120 DELISTED NEWTEK BUSINESS SERVICES, INC. NKBS	$5K	﹤0.01%	1,700 -3,972
6121	CWBC 6121 DELISTED Community West BanCshares CWBC	$5K	﹤0.01%	785 -591
6122	TAS 6122 DELISTED TASMAN METALS LTD ORDINARY SHARES (CANADA) TAS	$4K	﹤0.01%	5,600 +600
6123	PBCP 6123 DELISTED POLONIA BANCORP INC MD PBCP	$4K	﹤0.01%	+374
6124	ATV 6124 DELISTED Acorn International ATV	$4K	﹤0.01%	+284
6125	CDE.WS 6125 DELISTED COEUR MINING, INC CORP IDAHO WT EXP 04/16/2017 DELWARE CDE.WS	$4K	﹤0.01%	6,068 -66