UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.33%
4	Healthcare	8.33%
5	Industrials	6.68%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6101	IXYS 6101 DELISTED IXYS Corp IXYS	$5K	﹤0.01%	+396
6102	MGCD 6102 DELISTED MGC Diagnostics Corporation MGCD	$5K	﹤0.01%	773 -1,176
6103	WPT 6103 DELISTED World Point Terminals, LP WPT	$5K	﹤0.01%	241 -827
6104	CSCR 6104 DELISTED Credit Suisse X-Links Commodity Rotation ETNs due June 15, 2033 CSCR	$5K	﹤0.01%	288
6105	IDXJ 6105 DELISTED VANECK VECTORS ETF TR INDONESIA SMALL-CAP ETF IDXJ	$5K	﹤0.01%	+332
6106	SZMK 6106 DELISTED SIZMEK INC COM STK (DE) SZMK	$5K	﹤0.01%	566 +465
6107	FMD 6107 DELISTED FIRST MARBLEHEAD CORP COM STK NEW (DE) FMD	$5K	﹤0.01%	1,658 +617
6108	QBAK 6108 DELISTED Qualstar Corp QBAK	$5K	﹤0.01%	718 +553
6109	ATNY 6109 DELISTED API TECHNOLOGIES CORP. COMMON STOCK ATNY	$5K	﹤0.01%	2,153 +694
6110	ATE 6110 DELISTED Advantest Corp ATE	$5K	﹤0.01%	385 -2,146
6111	BBLU 6111 DELISTED BLUE EARTH, INC. COMMON STOCK BBLU	$5K	﹤0.01%	+1,300
6112	GRH 6112 DELISTED GREENHUNTER RESOURCES INC. COM GRH	$5K	﹤0.01%	3,317 +3,117
6113	TECU 6113 DELISTED TECUMSEH PRODUCTS COMPANY COMMON STOCK TECU	$5K	﹤0.01%	1,262 -2,739
6114	AMPS 6114 DELISTED ISHARES TR UTILITIES SECTOR BD ETF AMPS	$5K	﹤0.01%	91 -568
6115	MNTX 6115 DELISTED Manitex International, Inc. MNTX	$5K	﹤0.01%	446 -1,504
6116	EVK 6116 DELISTED Ever-Glory International Group, Inc. EVK	$5K	﹤0.01%	874 -34
6117	IPAS 6117 DELISTED Ipass Inc Common Stock IPAS	$5K	﹤0.01%	310 +302
6118	SSN 6118 DELISTED Samson Oil & Gas Limited SSN	$5K	﹤0.01%	1,658 +1,446
6119	GMTB 6119 DELISTED Columbia Core Bond ETF GMTB	$5K	﹤0.01%	106 -978
6120	NKBS 6120 DELISTED NEWTEK BUSINESS SERVICES, INC. NKBS	$5K	﹤0.01%	1,700 -3,972
6121	CWBC 6121 DELISTED Community West BanCshares CWBC	$5K	﹤0.01%	785 -591
6122	TAS 6122 DELISTED TASMAN METALS LTD ORDINARY SHARES (CANADA) TAS	$4K	﹤0.01%	5,600 +600
6123	PBCP 6123 DELISTED POLONIA BANCORP INC MD PBCP	$4K	﹤0.01%	+374
6124	STAB 6124 DELISTED Statera Biopharma, Inc. Common Stock STAB	$4K	﹤0.01%	491 +351
6125	AATC 6125 DELISTED Autoscope Technologies Corporation Common Stock AATC	$4K	﹤0.01%	1,182 -36