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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMM icon
6151
CALL
Navios Maritime Partners
NMM
$2.25B
$86K ﹤0.01%
320
+133
+71% +$38.7K
NOAH
6152
Noah Holdings
NOAH
$583M
$86K ﹤0.01%
6,374
+5,086
+395% +$77.1K
PLCE icon
6153
CALL
Children's Place
PLCE
$54.3M
$86K ﹤0.01%
1,800
+800
+80% +$40.5K
SM icon
6154
PUT
SM Energy
SM
$7.58B
$86K ﹤0.01%
1,100
-3,400
-76% -$277K
SSD icon
6155
Simpson Manufacturing
SSD
$7.68B
$86K ﹤0.01%
2,949
-27
-0.9% -$875
WB icon
6156
CALL
Weibo
WB
$1.99B
$86K ﹤0.01%
4,600
+4,300
+1,433% +$86K
NM
6157
CALL
DELISTED
Navios Maritime Holdings Inc.
NM
$86K ﹤0.01%
1,430
-190
-12% -$16K
GLOG
6158
PUT
DELISTED
GASLOG LTD
GLOG
$86K ﹤0.01%
3,900
-34,000
-90% -$876K
ADRU
6159
DELISTED
Invesco BLDRS Europe Select ADR Index Fund
ADRU
$86K ﹤0.01%
3,527
-4,594
-57% -$115K
WLB
6160
CALL
DELISTED
Westmoreland Coal Company
WLB
$86K ﹤0.01%
2,300
+100
+5% +$4.07K
LOCK
6161
DELISTED
LifeLock, Inc.
LOCK
$86K ﹤0.01%
6,012
-13,828
-70% -$194K
POWR
6162
CALL
DELISTED
POWERSECURE INTL INC COM STK (DE)
POWR
$86K ﹤0.01%
9,000
-2,700
-23% -$27.6K
RCAP
6163
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$86K ﹤0.01%
3,847
+3,441
+848% +$75.8K
ALTR
6164
PUT
DELISTED
Altera Corp
ALTR
$86K ﹤0.01%
2,400
– –
CBST
6165
PUT
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$86K ﹤0.01%
1,300
+200
+18% +$13.1K
DWTI
6166
DELISTED
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
$86K ﹤0.01%
2,831
+1,359
+92% +$37.5K
AEIS icon
6167
CALL
Advanced Energy
AEIS
$11B
$85K ﹤0.01%
4,500
+2,800
+165% +$51.6K
AL
6168
PUT
DELISTED
Air Lease Corp
AL
$85K ﹤0.01%
2,600
-1,600
-38% -$58.4K
POWA icon
6169
Invesco Bloomberg Pricing Power ETF
POWA
$178M
$85K ﹤0.01%
2,248
-10
-0.4% -$381
TPH
6170
DELISTED
Tri Pointe Homes
TPH
$85K ﹤0.01%
6,608
-199,477
-97% -$2.84M
WNS
6171
DELISTED
WNS Holdings
WNS
$85K ﹤0.01%
3,799
– –
CHUY
6172
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$85K ﹤0.01%
2,716
-6,383
-70% -$186K
RUSS
6173
CALL
DELISTED
Direxion Daily Russia Bear 3x Shares
RUSS
$85K ﹤0.01%
290
+40
+16% +$9.57K
BIE
6174
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$85K ﹤0.01%
5,939
+1,106
+23% +$16K
BBBY
6175
PUT
Bed Bath & Beyond
BBBY
$472M
$84K ﹤0.01%
+6,655
New +$84.1K
245 246
247
248 249

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.