U
RCAP

UBS’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

UBS’s Portfolio RCAP Stock Details RCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$86K Buy
3,847
+3,441
+848% +$75.8K ﹤0.01% 6182
2014
Q2 		$9K Sell
406
-1,200
-75% -$35.5K ﹤0.01% 9047
2014
Q1 		$63K Buy
+1,606
New +$38.8K ﹤0.01% 6555
2013
Q4 		– Sell
-314
Closed -$5K – 11129
2013
Q3 		$5K Sell
314
-366
-54% -$5.85K ﹤0.01% 9491
2013
Q2 		$12K Buy
+680
New +$12.3K ﹤0.01% 8488

Other funds holding RCAP

SCM
SAB Capital Management New York $4.44M AUM 12.21% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
SCA
Southpoint Capital Advisors New York $4.86B AUM 34.09% 1-Year Est. Return
NM
Nokota Management New York $165M AUM
Millennium Management
Millennium Management New York $240B AUM 35.51% 1-Year Est. Return
LCM
Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return
Alyeska Investment Group
Alyeska Investment Group Chicago, Illinois $35.4B AUM 33.54% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Citadel Advisors
Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

UBS's RCAP Position: Q3 2014 in Review

UBS increased its RCS CAPITAL CORPORATION CLASS A COM (RCAP) stake by 848% in Q3 2014, buying an estimated $75.8K and bringing the position to 3,847 shares worth $86K. The position accounts for ﹤0.01% of the portfolio, ranked #6182.

UBS first reported a position in RCAP in Q2 2013 and has held it in 5 quarters since. 104 funds tracked by Wall St. Rank hold RCAP as of Q3 2014.

  • UBS held 3,847 shares of RCS CAPITAL CORPORATION CLASS A COM worth $86K as of Q3 2014.
  • UBS bought 3,441 RCS CAPITAL CORPORATION CLASS A COM shares in Q3 2014, an estimated $75.8K.
  • RCS CAPITAL CORPORATION CLASS A COM made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6182 holding.
  • UBS first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q2 2013 and has held it in 5 quarters since.
  • 104 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.