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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
6201
CALL
DELISTED
L3 Technologies, Inc.
LLL
$83K ﹤0.01%
+700
New +$79.5K
NYH
6202
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$83K ﹤0.01%
7,000
– –
SCLN
6203
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
$83K ﹤0.01%
12,147
-2,367
-16% -$14.2K
KEF
6204
DELISTED
Korea Equity Fund
KEF
$83K ﹤0.01%
10,035
+9,055
+924% +$79.3K
AEGR
6205
CALL
DELISTED
Aegerion Pharmaceuticals
AEGR
$83K ﹤0.01%
2,500
-100
-4% -$3.1K
AEF
6206
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$82K ﹤0.01%
9,620
-947
-9% -$9.02K
CROX icon
6207
PUT
Crocs
CROX
$6.14B
$82K ﹤0.01%
6,500
-2,500
-28% -$37.5K
INDL icon
6208
PUT
Direxion Daily MSCI India Bull 2X ETF
INDL
$56.7M
$82K ﹤0.01%
1,125
+500
+80% +$38.1K
PNI
6209
PIMCO New York Municipal Income Fund II
PNI
$76.3M
$82K ﹤0.01%
7,221
+4,366
+153% +$50.2K
AJRD
6210
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$82K ﹤0.01%
5,122
-12,852
-72% -$231K
IPHI
6211
DELISTED
INPHI CORPORATION
IPHI
$82K ﹤0.01%
5,698
+5,246
+1,161% +$76.3K
NGHC
6212
DELISTED
National General Holdings Corp
NGHC
$82K ﹤0.01%
+4,836
New +$87.8K
APU
6213
PUT
DELISTED
AmeriGas Partners, L.P.
APU
$82K ﹤0.01%
1,800
-400
-18% -$18.2K
UGAZ
6214
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
0
– –
SHOR
6215
DELISTED
ShoreTel, Inc.
SHOR
$82K ﹤0.01%
12,400
+5,000
+68% +$32.3K
NSLP
6216
DELISTED
NEW SOURCE ENERGY PARTNERS L P COM UNIT REPST LTD
NSLP
$82K ﹤0.01%
3,429
+3,227
+1,598% +$81.7K
PDLI
6217
PUT
DELISTED
PDL BioPharma, Inc.
PDLI
$82K ﹤0.01%
11,000
+8,000
+267% +$74.3K
ICI
6218
DELISTED
iPath Optimized Currency Carry ETN
ICI
$82K ﹤0.01%
1,982
+1,575
+387% +$66.3K
AB icon
6219
CALL
AllianceBernstein
AB
$3.43B
$81K ﹤0.01%
3,100
-200
-6% -$5.35K
CMCM
6220
Cheetah Mobile
CMCM
$88.5M
$81K ﹤0.01%
889
+728
+452% +$84.8K
EPV icon
6221
ProShares UltraShort FTSE Europe
EPV
$10.9M
$81K ﹤0.01%
272
-160
-37% -$44.6K
NUGT icon
6222
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$909M
$81K ﹤0.01%
88
-153
-63% -$252K
QCRH icon
6223
QCR Holdings
QCRH
$1.69B
$81K ﹤0.01%
4,548
+1,848
+68% +$32.2K
SDOW icon
6224
ProShares UltraPro Short Dow 30
SDOW
$164M
$81K ﹤0.01%
13
+4
+44% +$26K
SYKE
6225
DELISTED
SYKES Enterprises Inc
SYKE
$81K ﹤0.01%
4,098
+3,290
+407% +$68.4K
247 248
249
250 251

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.