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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GATX icon
6126
PUT
GATX Corp
GATX
$6.45B
$88K ﹤0.01%
1,500
-200
-12% -$12.9K
GGG icon
6127
CALL
Graco
GGG
$13B
$88K ﹤0.01%
3,600
+900
+33% +$22.8K
LPX icon
6128
CALL
Louisiana-Pacific
LPX
$5.02B
$88K ﹤0.01%
6,500
-1,500
-19% -$21.2K
MORT icon
6129
VanEck Mortgage REIT Income ETF
MORT
$364M
$88K ﹤0.01%
3,700
+825
+29% +$20.4K
MXE
6130
Mexico Equity and Income Fund
MXE
$57.6M
$88K ﹤0.01%
5,356
-46
-0.9% -$762
TITN icon
6131
Titan Machinery
TITN
$413M
$88K ﹤0.01%
6,790
+979
+17% +$13.9K
WDFC icon
6132
PUT
WD-40
WDFC
$3.06B
$88K ﹤0.01%
+1,300
New +$90.2K
CS
6133
CALL
DELISTED
Credit Suisse Group
CS
$88K ﹤0.01%
3,200
+1,200
+60% +$33.5K
FIG
6134
CALL
DELISTED
Fortress Investment Group Llc
FIG
$88K ﹤0.01%
12,800
-4,700
-27% -$34.6K
SQBK
6135
DELISTED
SQUARE 1 FINANCIAL INC COM
SQBK
$88K ﹤0.01%
4,581
+3,805
+490% +$72.3K
CMLP
6136
CALL
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$88K ﹤0.01%
3,900
+3,300
+550% +$73.8K
AOA icon
6137
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.18B
$87K ﹤0.01%
1,908
-339
-15% -$15.8K
BTE icon
6138
CALL
Baytex Energy
BTE
$3.04B
$87K ﹤0.01%
2,300
+800
+53% +$34K
FSTR icon
6139
Foster
FSTR
$431M
$87K ﹤0.01%
1,893
-718
-27% -$36.7K
NTGR icon
6140
NETGEAR
NTGR
$616M
$87K ﹤0.01%
2,787
– –
WSM icon
6141
CALL
Williams-Sonoma
WSM
$27.5B
$87K ﹤0.01%
2,600
+1,400
+117% +$48.5K
EMFM
6142
DELISTED
Global X MSCI Next Emerging & Frontier ETF
EMFM
$87K ﹤0.01%
3,364
+2,727
+428% +$73.4K
BAC.WS.B
6143
DELISTED
Bank Of America Corporation Ws B
BAC.WS.B
$87K ﹤0.01%
90,125
– –
CEMP
6144
PUT
DELISTED
Cempra, Inc.
CEMP
$87K ﹤0.01%
7,900
+3,500
+80% +$34.5K
MACK
6145
CALL
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$87K ﹤0.01%
1,258
+356
+39% +$19K
RVBD
6146
CALL
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$87K ﹤0.01%
4,700
-3,200
-41% -$60.2K
ALNY icon
6147
PUT
Alnylam Pharmaceuticals
ALNY
$27.4B
$86K ﹤0.01%
1,100
-1,000
-48% -$64.5K
APTV icon
6148
CALL
Aptiv
APTV
$12.3B
$86K ﹤0.01%
1,400
-1,300
-48% -$89K
JNUG icon
6149
PUT
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$376M
$86K ﹤0.01%
7
+5
+250% +$115K
NG icon
6150
NovaGold Resources
NG
$2.66B
$86K ﹤0.01%
28,362
+8,243
+41% +$30.9K
244 245
246
247 248

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.