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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMMT
6076
DELISTED
ISHARES MSCI EMERGING MKTS MATERIALS ETF
EMMT
$92K ﹤0.01%
6,100
-200
-3% -$3.33K
CNCO
6077
DELISTED
Cencosud S.A.
CNCO
$92K ﹤0.01%
10,190
+311
+3% +$2.91K
NWBO
6078
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$92K ﹤0.01%
18,428
-31,469
-63% -$193K
ABUS icon
6079
PUT
Arbutus Biopharma
ABUS
$871M
$91K ﹤0.01%
+4,300
New +$70.2K
ALTO icon
6080
CALL
Alto Ingredients
ALTO
$358M
$91K ﹤0.01%
6,500
+2,700
+71% +$50.8K
AXON
6081
CALL
Axon Enterprise
AXON
$42.3B
$91K ﹤0.01%
5,900
+5,100
+638% +$72.2K
CDNS icon
6082
CALL
Cadence Design Systems
CDNS
$91.7B
$91K ﹤0.01%
+5,300
New +$92K
DIV icon
6083
Global X SuperDividend US ETF
DIV
$784M
$91K ﹤0.01%
3,130
+1,930
+161% +$56.3K
TBHC
6084
DELISTED
The Brand House Collective
TBHC
$91K ﹤0.01%
5,627
+5,480
+3,728% +$99.5K
SKX
6085
PUT
DELISTED
Skechers
SKX
$91K ﹤0.01%
5,100
+900
+21% +$16.4K
SNLN
6086
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$91K ﹤0.01%
4,691
-853
-15% -$16.9K
BPFH
6087
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
$91K ﹤0.01%
7,369
+182
+3% +$2.29K
KANG
6088
DELISTED
iKang Healthcare Group, Inc.
KANG
$91K ﹤0.01%
+4,647
New +$90.7K
ARO
6089
CALL
DELISTED
Aeropostale Inc
ARO
$91K ﹤0.01%
27,705
+24,205
+692% +$85.8K
RNF
6090
CALL
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$91K ﹤0.01%
7,300
-300
-4% -$4.58K
GWRU
6091
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$91K ﹤0.01%
+739
New +$94.6K
EOX
6092
DELISTED
EMERALD OIL INC (MT)
EOX
$91K ﹤0.01%
740
+474
+178% +$72.2K
DCNG
6093
DELISTED
iPath Seasonal Natural Gas ETN
DCNG
$91K ﹤0.01%
3,245
-200
-6% -$5.36K
ARLP icon
6094
PUT
Alliance Resource Partners
ARLP
$3.37B
$90K ﹤0.01%
+2,100
New +$100K
HBAN icon
6095
CALL
Huntington Bancshares
HBAN
$34.5B
$90K ﹤0.01%
9,300
– –
MMS icon
6096
Maximus
MMS
$3.19B
$90K ﹤0.01%
2,251
-292
-11% -$12.1K
TCBK icon
6097
TriCo Bancshares
TCBK
$1.85B
$90K ﹤0.01%
3,967
– –
TXT icon
6098
CALL
Textron
TXT
$15B
$90K ﹤0.01%
2,500
-33,200
-93% -$1.25M
ZION icon
6099
PUT
Zions Bancorporation
ZION
$10.1B
$90K ﹤0.01%
3,100
-700
-18% -$20.3K
SAVE
6100
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$90K ﹤0.01%
1,300
+1,100
+550% +$75.3K
242 243
244
245 246

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.