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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAE icon
6026
Haemonetics
HAE
$3.85B
$96K ﹤0.01%
2,756
-1,064
-28% -$38K
IJH icon
6027
CALL
iShares Core S&P Mid-Cap ETF
IJH
$122B
$96K ﹤0.01%
3,500
-7,000
-67% -$197K
LNC icon
6028
PUT
Lincoln National
LNC
$8.8B
$96K ﹤0.01%
1,800
-1,100
-38% -$58.5K
MFIC icon
6029
CALL
MidCap Financial Investment
MFIC
$796M
$96K ﹤0.01%
3,933
-14,867
-79% -$385K
RMBS icon
6030
PUT
Rambus
RMBS
$9.72B
$96K ﹤0.01%
7,700
– –
TGTX icon
6031
TG Therapeutics
TGTX
$8.19B
$96K ﹤0.01%
9,000
+6,000
+200% +$55.6K
WRN
6032
Western Copper and Gold
WRN
$476M
$96K ﹤0.01%
165,358
+14,855
+10% +$11K
PDCE
6033
PUT
DELISTED
PDC Energy, Inc.
PDCE
$96K ﹤0.01%
1,900
+100
+6% +$5.64K
LCI
6034
PUT
DELISTED
Lannett Company, Inc.
LCI
$96K ﹤0.01%
525
+425
+425% +$68K
TGP
6035
PUT
DELISTED
Teekay LNG Partners L.P.
TGP
$96K ﹤0.01%
2,200
-200
-8% -$8.74K
TZL
6036
DELISTED
ISHARES TARGET DATE 2030 ETF
TZL
$96K ﹤0.01%
+2,248
New +$97.7K
XAA
6037
DELISTED
AMERICAN MUNI INCM PTFL INC
XAA
$96K ﹤0.01%
6,477
+27
+0.4% +$389
ARO
6038
PUT
DELISTED
Aeropostale Inc
ARO
$95K ﹤0.01%
28,800
+3,200
+13% +$11.3K
CNW
6039
CALL
DELISTED
CON-WAY INC.
CNW
$95K ﹤0.01%
+2,000
New +$101K
LBND
6040
DELISTED
DEUTSCHE BK AG LONDON DB 3X LONG UST ETN
LBND
$95K ﹤0.01%
2,138
+851
+66% +$36.6K
CHN
6041
DELISTED
China Fund
CHN
$94K ﹤0.01%
4,505
-26,631
-86% -$584K
DLR icon
6042
CALL
Digital Realty Trust
DLR
$71.5B
$94K ﹤0.01%
1,500
-2,300
-61% -$146K
LNW
6043
CALL
DELISTED
Light & Wonder
LNW
$94K ﹤0.01%
8,700
+7,000
+412% +$71.6K
MWA icon
6044
Mueller Water Products
MWA
$3.9B
$94K ﹤0.01%
11,354
-24,496
-68% -$212K
NAN icon
6045
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$94K ﹤0.01%
7,044
-8,157
-54% -$110K
QQQE icon
6046
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$94K ﹤0.01%
3,160
+2,470
+358% +$73K
WLB
6047
DELISTED
Westmoreland Coal Company
WLB
$94K ﹤0.01%
2,507
+259
+12% +$10.6K
TSL
6048
PUT
DELISTED
Trina Solar Limited
TSL
$94K ﹤0.01%
7,800
-4,200
-35% -$52.5K
NUJ
6049
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$94K ﹤0.01%
7,168
+1,018
+17% +$13.4K
CNY
6050
DELISTED
Market Vectors-Renminbi
CNY
$94K ﹤0.01%
2,218
+1,300
+142% +$55.2K
240 241
242
243 244

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.