UBS’s Cempra, Inc. CEMP Stock Holding History

UBS’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$87K	Buy	7,900 +3,500	+80%	+$34.5K	﹤0.01%	6163
2014 Q2	$47K	Buy	+4,400	New	+$42.5K	﹤0.01%	6964

Other funds holding CEMP

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

OTPPB

Ontario Teachers' Pension Plan Board Toronto, Ontario, Canada $3.46B AUM 7.79% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Abingworth London, United Kingdom $307M AUM 93.47% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Opaleye Management Boston, Massachusetts $759M AUM 124.8% 1-Year Est. Return

UBS's CEMP Position: Q3 2014 in Review

UBS increased its Cempra, Inc. (CEMP) stake by 1.1% in Q3 2014, buying an estimated $4.43K and bringing the position to 40,175 shares worth $440K. The position accounts for ﹤0.01% of the portfolio, ranked #4409.

UBS first reported a position in CEMP in Q3 2013 and has held it in 5 quarters since. The position peaked at $517K in Q1 2014. 82 funds tracked by Wall St. Rank hold CEMP as of Q3 2014.

UBS held 40,175 shares of Cempra, Inc. worth $440K as of Q3 2014.
UBS bought 450 Cempra, Inc. shares in Q3 2014, an estimated $4.43K.
Cempra, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4409 holding.
UBS first reported a position in Cempra, Inc. in Q3 2013 and has held it in 5 quarters since.
UBS's Cempra, Inc. position peaked at $517K in Q1 2014.
82 funds tracked by Wall St. Rank held Cempra, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.