Opaleye Management’s Cempra, Inc. CEMP Stock Holding History

Opaleye Management’s Portfolio CEMP Stock Details CEMP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-200,000	Closed	-$6.23M	–	63
2015 Q4	$6.23M	Sell	200,000 -160,000	-44%	-$4.45M	2.6%	17
2015 Q3	$10M	Sell	360,000 -130,000	-27%	-$4.83M	4.93%	3
2015 Q2	$16.8M	Sell	490,000 -10,000	-2%	-$354K	6.7%	2
2015 Q1	$17.2M	Sell	500,000 -4,800	-1%	-$144K	7.96%	2
2014 Q4	$11.9M	Hold	504,800	–	–	6%	3
2014 Q3	$5.53M	Hold	504,800	–	–	4.31%	7
2014 Q2	$5.42M	Buy	504,800 +24,800	+5%	+$239K	4.67%	8
2014 Q1	$5.54M	Buy	480,000 +115,000	+32%	+$1.43M	4.1%	7
2013 Q4	$4.75M	Buy	+365,000	New	+$4.42M	3.72%	9

Other funds holding CEMP

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LCS

Levin Capital Strategies New York $1.49B AUM 30.44% 1-Year Est. Return

Wasatch Advisors Salt Lake City, Utah $15.3B AUM 25.06% 1-Year Est. Return

BB Biotech Schaffhausen, Switzerland $3.98B AUM 15.47% 1-Year Est. Return

TCM

TimesSquare Capital Management New York $5.89B AUM 28.74% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

PAI

Palo Alto Investors Palo Alto, California $654M AUM 77.8% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Aisling Capital New York $45.3M AUM 15.24% 1-Year Est. Return

Opaleye Management's CEMP Position: Q1 2016 in Review

Opaleye Management sold out of Cempra, Inc. (CEMP) in Q1 2016, closing a stake of 200,000 shares — an estimated $6.23M sold.

Opaleye Management first reported a position in CEMP in Q4 2013 and held it in 9 quarters. The position peaked at $17.2M in Q1 2015. 133 funds tracked by Wall St. Rank hold CEMP as of Q1 2016.

Opaleye Management reported no remaining Cempra, Inc. position as of Q1 2016 after selling out during the quarter.
Opaleye Management sold 200,000 Cempra, Inc. shares in Q1 2016, an estimated $6.23M.
Opaleye Management first reported a position in Cempra, Inc. in Q4 2013 and held it in 9 quarters.
Opaleye Management's Cempra, Inc. position peaked at $17.2M in Q1 2015.
133 funds tracked by Wall St. Rank held Cempra, Inc. as of Q1 2016.

Based on Opaleye Management's 13F filing for Q1 2016, filed 16 May 2016.