UBS’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

UBS’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$99K	Sell	624 -1,446	-70%	-$206K	﹤0.01%	6018
2014 Q2	$310K	Buy	2,070 +6	+0.3%	+$862	﹤0.01%	4705
2014 Q1	$304K	Sell	2,064 -2,251	-52%	-$374K	﹤0.01%	4751
2013 Q4	$769K	Buy	+4,315	New	+$725K	﹤0.01%	3834
2013 Q3	–	Sell	-30	Closed	-$5.4K	–	10933
2013 Q2	$5K	Buy	+30	New	+$4.27K	﹤0.01%	9310

Other funds holding GLBR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

DIA

Denver Investment Advisors Denver, Colorado $1.89B AUM 7.9% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $637M AUM 40.98% 1-Year Est. Return

MFP

Michael F. Price $846M AUM 0.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

UBS's GLBR Position: Q3 2014 in Review

UBS reduced its Global Brokerage, Inc. Class A Common Stock (GLBR) stake by 70% in Q3 2014, selling an estimated $206K and leaving 624 shares worth $99K. The position accounts for ﹤0.01% of the portfolio, ranked #6018.

UBS first reported a position in GLBR in Q2 2013 and has held it in 5 quarters since. The position peaked at $769K in Q4 2013. 116 funds tracked by Wall St. Rank hold GLBR as of Q3 2014.

UBS held 624 shares of Global Brokerage, Inc. Class A Common Stock worth $99K as of Q3 2014.
UBS sold 1,446 Global Brokerage, Inc. Class A Common Stock shares in Q3 2014, an estimated $206K.
Global Brokerage, Inc. Class A Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6018 holding.
UBS first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and has held it in 5 quarters since.
UBS's Global Brokerage, Inc. Class A Common Stock position peaked at $769K in Q4 2013.
116 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.