Bank of New York Mellon’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

Bank of New York Mellon’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-13,652	Closed	-$96K	–	4357
2016 Q4	$96K	Sell	13,652 -303	-2%	-$2.42K	﹤0.01%	4034
2016 Q3	$122K	Sell	13,955 -1,194	-8%	-$11.1K	﹤0.01%	3996
2016 Q2	$131K	Buy	15,149 +383	+3%	+$4K	﹤0.01%	4000
2016 Q1	$158K	Buy	14,766 +28	+0.2%	+$342	﹤0.01%	3856
2015 Q4	$247K	Buy	14,738 +6,538	+80%	+$59.3K	﹤0.01%	3797
2015 Q3	$71K	Buy	8,200 +46	+0.6%	+$476	﹤0.01%	4194
2015 Q2	$118K	Sell	8,154 -28,063	-77%	-$498K	﹤0.01%	4011
2015 Q1	$772K	Sell	36,217 -93,703	-72%	-$4.25M	﹤0.01%	3431
2014 Q4	$21.5M	Sell	129,920 -14,457	-10%	-$2.36M	0.01%	1410
2014 Q3	$22.9M	Sell	144,377 -412	-0.3%	-$58.7K	0.01%	1338
2014 Q2	$21.7M	Sell	144,789 -3,324	-2%	-$478K	0.01%	1423
2014 Q1	$21.9M	Buy	148,113 +70,611	+91%	+$11.7M	0.01%	1393
2013 Q4	$13.8M	Buy	77,502 +46,521	+150%	+$7.81M	﹤0.01%	1689
2013 Q3	$6.12M	Buy	30,981 +6,262	+25%	+$1.13M	﹤0.01%	2109
2013 Q2	$4.06M	Buy	+24,719	New	+$3.52M	﹤0.01%	2324

Other funds holding GLBR

Credit Agricole Montrouge Cedex, France $38.1B AUM

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AIM

Acrospire Investment Management Chicago, Illinois $33K AUM 24.6% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of New York Mellon's GLBR Position: Q1 2017 in Review

Bank of New York Mellon sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q1 2017, closing a stake of 13,652 shares — an estimated $96K sold.

Bank of New York Mellon first reported a position in GLBR in Q2 2013 and held it in 15 quarters. The position peaked at $22.9M in Q3 2014. 19 funds tracked by Wall St. Rank hold GLBR as of Q1 2017.

Bank of New York Mellon reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q1 2017 after selling out during the quarter.
Bank of New York Mellon sold 13,652 Global Brokerage, Inc. Class A Common Stock shares in Q1 2017, an estimated $96K.
Bank of New York Mellon first reported a position in Global Brokerage, Inc. Class A Common Stock in Q2 2013 and held it in 15 quarters.
Bank of New York Mellon's Global Brokerage, Inc. Class A Common Stock position peaked at $22.9M in Q3 2014.
19 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q1 2017.

Based on Bank of New York Mellon's 13F filing for Q1 2017, filed 3 May 2017.