UBS’s ProShares Short Financials SEF Stock Holding History

UBS’s Portfolio SEF Stock Details SEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$103K	Buy	677 +193	+40%	+$29.7K	﹤0.01%	5957
2014 Q2	$75K	Sell	484 -27	-5%	-$4.33K	﹤0.01%	6314
2014 Q1	$82K	Sell	511 -229	-31%	-$37.7K	﹤0.01%	6240
2013 Q4	$122K	Buy	740 +338	+84%	+$58.5K	﹤0.01%	5847
2013 Q3	$73K	Buy	402 +322	+403%	+$58.6K	﹤0.01%	6381
2013 Q2	$15K	Buy	+80	New	+$15.5K	﹤0.01%	8214

Other funds holding SEF

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS's SEF Position: Q3 2014 in Review

UBS increased its ProShares Short Financials (SEF) stake by 40% in Q3 2014, buying an estimated $29.7K and bringing the position to 677 shares worth $103K. The position accounts for ﹤0.01% of the portfolio, ranked #5957.

UBS first reported a position in SEF in Q2 2013 and has held it in 6 quarters since. The position peaked at $122K in Q4 2013. 6 funds tracked by Wall St. Rank hold SEF as of Q3 2014.

UBS held 677 shares of ProShares Short Financials worth $103K as of Q3 2014.
UBS bought 193 ProShares Short Financials shares in Q3 2014, an estimated $29.7K.
ProShares Short Financials made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5957 holding.
UBS first reported a position in ProShares Short Financials in Q2 2013 and has held it in 6 quarters since.
UBS's ProShares Short Financials position peaked at $122K in Q4 2013.
6 funds tracked by Wall St. Rank held ProShares Short Financials as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.