We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFIV icon
4901
PUT
F5
FFIV
$22.9B
$261K ﹤0.01%
2,200
-78,400
-97% -$9.21M
UMBF icon
4902
UMB Financial
UMBF
$11.1B
$261K ﹤0.01%
4,777
+53
+1% +$3.06K
ATCO
4903
DELISTED
Atlas Corp.
ATCO
$261K ﹤0.01%
12,119
-4,006
-25% -$91.9K
MGAM
4904
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$261K ﹤0.01%
7,259
+4,269
+143% +$128K
STL
4905
DELISTED
Sterling Bancorp
STL
$261K ﹤0.01%
20,393
+4,170
+26% +$51.7K
CARZ icon
4906
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$46M
$260K ﹤0.01%
6,897
-8,070
-54% -$322K
CU
4907
DELISTED
FIRST TRUST ISE GLOBAL COPPER INDEX FD
CU
$260K ﹤0.01%
12,238
+557
+5% +$13.5K
KMPR icon
4908
Kemper
KMPR
$1.67B
$259K ﹤0.01%
7,593
+4,818
+174% +$172K
MANU icon
4909
Manchester United
MANU
$3.97B
$259K ﹤0.01%
15,704
-46
-0.3% -$804
BNCN
4910
DELISTED
BNC Bancorp
BNCN
$259K ﹤0.01%
16,538
+1,624
+11% +$27.1K
URE icon
4911
ProShares Ultra Real Estate
URE
$57.8M
$258K ﹤0.01%
6,094
+3,558
+140% +$163K
TTM
4912
CALL
DELISTED
Tata Motors Limited
TTM
$258K ﹤0.01%
5,900
+900
+18% +$39.3K
ASB icon
4913
Associated Banc-Corp
ASB
$5.83B
$257K ﹤0.01%
14,761
+8,161
+124% +$148K
CVI icon
4914
CVR Energy
CVI
$3.58B
$257K ﹤0.01%
5,752
+2,048
+55% +$98.5K
OPLN
4915
Openlane
OPLN
$4.21B
$257K ﹤0.01%
23,717
+12,589
+113% +$144K
PCF
4916
High Income Securities Fund
PCF
$98.8M
$257K ﹤0.01%
30,970
+6,980
+29% +$59.4K
ASNA
4917
CALL
DELISTED
Ascena Retail Group, Inc.
ASNA
$257K ﹤0.01%
965
+760
+371% +$249K
SN
4918
CALL
DELISTED
Sanchez Energy Corporation
SN
$257K ﹤0.01%
9,800
-6,500
-40% -$207K
EDR
4919
CALL
DELISTED
Education Realty Trust Inc
EDR
$257K ﹤0.01%
+8,333
New +$268K
BGS icon
4920
CALL
B&G Foods
BGS
$287M
$256K ﹤0.01%
9,300
– –
CIVI
4921
PUT
DELISTED
Civitas Resources
CIVI
$256K ﹤0.01%
40
+36
+900% +$234K
SWZ
4922
Swiss Helvetia Fund
SWZ
$76.5M
$256K ﹤0.01%
18,885
-3,615
-16% -$50.9K
NOR
4923
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$256K ﹤0.01%
8,111
+1,392
+21% +$43K
FTR
4924
PUT
DELISTED
Frontier Communications Corp.
FTR
$256K ﹤0.01%
2,627
-80
-3% -$7.62K
IEI icon
4925
CALL
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$255K ﹤0.01%
2,100
+500
+31% +$60.7K
195 196
197
198 199

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.