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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPLA icon
4876
LPL Financial
LPLA
$28.3B
$266K ﹤0.01%
5,783
-15
-0.3% -$723
SAFT icon
4877
Safety Insurance
SAFT
$1.52B
$266K ﹤0.01%
4,942
+1,079
+28% +$57.2K
TER icon
4878
CALL
Teradyne
TER
$57.6B
$266K ﹤0.01%
13,700
+12,400
+954% +$243K
SGYP
4879
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$266K ﹤0.01%
95,500
+5,600
+6% +$20.3K
FAST icon
4880
CALL
Fastenal
FAST
$54.7B
$265K ﹤0.01%
23,600
+8,800
+59% +$101K
IMAX icon
4881
IMAX
IMAX
$2.62B
$265K ﹤0.01%
9,657
+1,384
+17% +$37.4K
SGMO
4882
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$265K ﹤0.01%
24,550
+16,950
+223% +$221K
TIMB icon
4883
TIM SA
TIMB
$9.16B
$265K ﹤0.01%
10,120
+3,092
+44% +$83.6K
DUC
4884
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$265K ﹤0.01%
27,059
+2,416
+10% +$24.6K
AOL
4885
CALL
DELISTED
AOL INC COMMON STOCK
AOL
$265K ﹤0.01%
5,900
-142,000
-96% -$5.92M
HL icon
4886
CALL
Hecla Mining
HL
$9.47B
$264K ﹤0.01%
106,300
-8,600
-7% -$26.9K
KNDI
4887
PUT
Kandi Technologies Group
KNDI
$67.5M
$264K ﹤0.01%
20,300
-26,900
-57% -$456K
CHS
4888
CALL
DELISTED
Chicos FAS, Inc.
CHS
$264K ﹤0.01%
17,900
+3,800
+27% +$59.9K
CASY icon
4889
Casey's General Stores
CASY
$32.2B
$263K ﹤0.01%
3,673
+1,664
+83% +$115K
FTNT icon
4890
CALL
Fortinet
FTNT
$119B
$263K ﹤0.01%
52,000
-13,500
-21% -$68.2K
JHI
4891
John Hancock Investors Trust
JHI
$116M
$263K ﹤0.01%
14,261
+2,666
+23% +$52.4K
PARAA
4892
DELISTED
Paramount Global Class A
PARAA
$263K ﹤0.01%
4,906
-491
-9% -$29.1K
SONY icon
4893
CALL
Sony
SONY
$137B
$263K ﹤0.01%
73,000
+24,500
+51% +$88.2K
XRX icon
4894
PUT
Xerox
XRX
$387M
$263K ﹤0.01%
7,552
-2,505
-25% -$87.4K
SPPI
4895
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$263K ﹤0.01%
32,243
-30,485
-49% -$239K
BEN icon
4896
PUT
Franklin Resources
BEN
$17.6B
$262K ﹤0.01%
4,800
-2,800
-37% -$157K
MPWR icon
4897
Monolithic Power Systems
MPWR
$70.1B
$262K ﹤0.01%
5,953
+4,789
+411% +$211K
THRM icon
4898
PUT
Gentherm
THRM
$1.25B
$262K ﹤0.01%
6,200
+4,800
+343% +$225K
ARCT icon
4899
CALL
Arcturus Therapeutics
ARCT
$164M
$261K ﹤0.01%
+2,414
New +$315K
CWEN icon
4900
Clearway Energy Class C
CWEN
$4.94B
$261K ﹤0.01%
11,096
+2,102
+23% +$54.7K
194 195
196
197 198

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.