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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HVT icon
4851
Haverty Furniture Companies
HVT
$397M
$273K ﹤0.01%
12,545
+10,477
+507% +$247K
INDB icon
4852
Independent Bank
INDB
$3.99B
$273K ﹤0.01%
7,656
+130
+2% +$4.79K
RRGB icon
4853
Red Robin
RRGB
$145M
$273K ﹤0.01%
4,802
-25
-0.5% -$1.51K
CUDA
4854
DELISTED
Barracuda Networks, Inc.
CUDA
$273K ﹤0.01%
10,659
-1,098
-9% -$30.9K
ATMP icon
4855
iPath Select MLP ETN
ATMP
$639M
$272K ﹤0.01%
8,400
+8,069
+2,438% +$257K
BBEP
4856
CALL
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$272K ﹤0.01%
13,400
-59,500
-82% -$1.31M
GSP
4857
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes due 2036 Linked to GSCI Total Return Index
GSP
$272K ﹤0.01%
9,153
+10
+0.1% +$319
DNN icon
4858
Denison Mines
DNN
$2.54B
$271K ﹤0.01%
237,533
+1,623
+0.7% +$2.08K
AXAS
4859
DELISTED
Abraxas Petroleum Corp
AXAS
$271K ﹤0.01%
2,562
+763
+42% +$85.3K
ENY
4860
DELISTED
Invesco Canadian Energy Income ETF
ENY
$271K ﹤0.01%
17,759
+4,769
+37% +$79.4K
LUMO
4861
CALL
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$270K ﹤0.01%
1,400
+1,033
+281% +$227K
IPHS
4862
CALL
DELISTED
Innophos Holdings, Inc.
IPHS
$270K ﹤0.01%
4,900
– –
TNC icon
4863
Tennant Co
TNC
$1.43B
$269K ﹤0.01%
3,996
+487
+14% +$34.9K
HIVE
4864
DELISTED
Aerohive Networks
HIVE
$269K ﹤0.01%
+33,500
New +$276K
DWCH
4865
DELISTED
Datawatch Corp
DWCH
$269K ﹤0.01%
26,257
+14,609
+125% +$185K
AVNR
4866
CALL
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$269K ﹤0.01%
22,600
-42,900
-65% -$293K
CRS icon
4867
Carpenter Technology
CRS
$25.8B
$267K ﹤0.01%
5,919
+988
+20% +$54.5K
CVEO icon
4868
CALL
Civeo
CVEO
$345M
$267K ﹤0.01%
1,917
+1,750
+1,048% +$526K
EMN icon
4869
PUT
Eastman Chemical
EMN
$8B
$267K ﹤0.01%
3,300
-600
-15% -$50.1K
MOBI
4870
DELISTED
Sky-mobi Limited ADS
MOBI
$267K ﹤0.01%
32,830
+27,698
+540% +$211K
ELRC
4871
DELISTED
ELECTRO RENT CORP
ELRC
$267K ﹤0.01%
19,403
+1,366
+8% +$20.9K
AEC
4872
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$267K ﹤0.01%
15,249
-5,091
-25% -$92.1K
ADM icon
4873
PUT
Archer Daniels Midland
ADM
$38.2B
$266K ﹤0.01%
5,200
-1,200
-19% -$58.9K
BUD icon
4874
CALL
AB InBev
BUD
$170B
$266K ﹤0.01%
2,400
+1,700
+243% +$190K
EARN
4875
Ellington Residential Mortgage REIT
EARN
$162M
$266K ﹤0.01%
16,450
+2,843
+21% +$48.1K
193 194
195
196 197

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.