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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHY icon
4826
VanEck International High Yield Bond ETF
IHY
$43.3M
$278K ﹤0.01%
10,511
+934
+10% +$25.6K
IMKTA icon
4827
Ingles Markets
IMKTA
$1.71B
$278K ﹤0.01%
11,745
-65
-0.6% -$1.65K
NBSE
4828
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$278K ﹤0.01%
96
+19
+25% +$62.8K
ENOC
4829
DELISTED
EnerNOC, Inc.
ENOC
$278K ﹤0.01%
16,413
+2,651
+19% +$49.5K
CZR
4830
PUT
DELISTED
Caesars Entertainment Corporation
CZR
$278K ﹤0.01%
22,100
+3,200
+17% +$46.7K
EUO icon
4831
CALL
ProShares UltraShort Euro
EUO
$34.7M
$277K ﹤0.01%
13,900
+4,900
+54% +$89.3K
FHN icon
4832
First Horizon
FHN
$12.2B
$277K ﹤0.01%
22,497
+5,195
+30% +$62.4K
PUI icon
4833
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.7M
$277K ﹤0.01%
12,631
+138
+1% +$3.1K
UWM icon
4834
ProShares Ultra Russell2000
UWM
$245M
$277K ﹤0.01%
14,620
-6,960
-32% -$144K
JIVE
4835
DELISTED
Jive Software, Inc.
JIVE
$277K ﹤0.01%
47,511
-66,714
-58% -$477K
EFII
4836
DELISTED
Electronics for Imaging
EFII
$277K ﹤0.01%
6,265
-1,092
-15% -$48.7K
CNQ icon
4837
PUT
Canadian Natural Resources
CNQ
$99.4B
$276K ﹤0.01%
14,687
-99,910
-87% -$2.06M
VER
4838
PUT
DELISTED
VEREIT, Inc.
VER
$276K ﹤0.01%
4,580
-3,360
-42% -$216K
DATA
4839
CALL
DELISTED
Tableau Software, Inc.
DATA
$276K ﹤0.01%
3,800
-20,500
-84% -$1.34M
BCO icon
4840
Brink's
BCO
$4.88B
$275K ﹤0.01%
11,427
+322
+3% +$8.63K
CONN
4841
PUT
DELISTED
Conn's Inc.
CONN
$275K ﹤0.01%
9,100
+8,300
+1,038% +$323K
DRA
4842
DELISTED
Diversified Real Asset Income Fd
DRA
$275K ﹤0.01%
+15,514
New +$275K
DANG
4843
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$275K ﹤0.01%
22,533
-467,404
-95% -$6.34M
BBF
4844
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$275K ﹤0.01%
20,247
-5,607
-22% -$76.4K
FCH
4845
DELISTED
Felcor Lodging Trust
FCH
$275K ﹤0.01%
29,383
-711
-2% -$7.25K
IRV
4846
DELISTED
SPDR S&P International Materials Sector
IRV
$275K ﹤0.01%
12,766
+4,480
+54% +$106K
MCO icon
4847
PUT
Moody's
MCO
$82.8B
$274K ﹤0.01%
2,900
-1,000
-26% -$91.6K
REFR icon
4848
Research Frontiers
REFR
$14M
$274K ﹤0.01%
47,600
-3,297
-6% -$17.3K
PSIX
4849
Power Solutions International
PSIX
$636M
$274K ﹤0.01%
3,968
+381
+11% +$25.8K
ADVS
4850
DELISTED
Advent Software Inc
ADVS
$274K ﹤0.01%
8,705
+4,966
+133% +$160K
192 193
194
195 196

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.