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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSP
4776
DELISTED
Madison Strategic Sector
MSP
$292K ﹤0.01%
23,584
+77
+0.3% +$983
IBTX
4777
DELISTED
Independent Bank Group, Inc.
IBTX
$292K ﹤0.01%
6,161
+3,198
+108% +$160K
NOK icon
4778
CALL
Nokia
NOK
$51B
$291K ﹤0.01%
34,400
+33,800
+5,633% +$272K
XLK icon
4779
CALL
State Street Technology Select Sector SPDR ETF
XLK
$115B
$291K ﹤0.01%
14,600
-9,600
-40% -$190K
XCO
4780
CALL
DELISTED
Exco Resources
XCO
$291K ﹤0.01%
5,807
+760
+15% +$53.3K
MCF
4781
DELISTED
Contango Oil & Gas Co.
MCF
$291K ﹤0.01%
8,759
-3,362
-28% -$131K
CIVI
4782
CALL
DELISTED
Civitas Resources
CIVI
$290K ﹤0.01%
46
+20
+77% +$130K
SAIA icon
4783
Saia
SAIA
$9.25B
$290K ﹤0.01%
5,864
+432
+8% +$20.5K
SAIC icon
4784
Saic
SAIC
$4.95B
$290K ﹤0.01%
6,560
-8,681
-57% -$382K
TFM
4785
CALL
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$290K ﹤0.01%
8,300
-11,900
-59% -$387K
END
4786
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$290K ﹤0.01%
969,997
-15,114
-2% -$14.6K
ALTO icon
4787
PUT
Alto Ingredients
ALTO
$369M
$289K ﹤0.01%
20,700
+5,500
+36% +$103K
AX icon
4788
Axos Financial
AX
$5.77B
$289K ﹤0.01%
15,892
+5,992
+61% +$113K
BMRN icon
4789
CALL
BioMarin Pharmaceuticals
BMRN
$11.6B
$289K ﹤0.01%
4,000
-100
-2% -$6.57K
FCNCA icon
4790
First Citizens BancShares
FCNCA
$24.9B
$289K ﹤0.01%
1,335
+50
+4% +$11.3K
EMR icon
4791
CALL
Emerson Electric
EMR
$83.9B
$288K ﹤0.01%
4,600
-1,500
-25% -$97.4K
GLUU
4792
CALL
DELISTED
Glu Mobile Inc.
GLUU
$288K ﹤0.01%
55,700
+3,800
+7% +$21.2K
AEP icon
4793
CALL
American Electric Power
AEP
$69.6B
$287K ﹤0.01%
5,500
+1,500
+38% +$79.3K
TMV icon
4794
CALL
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
$287K ﹤0.01%
2,680
+2,280
+570% +$258K
WPC icon
4795
PUT
W.P. Carey
WPC
$16.8B
$287K ﹤0.01%
4,595
+1,021
+29% +$66.8K
RENT
4796
DELISTED
RENTRAK CORP
RENT
$287K ﹤0.01%
4,711
+711
+18% +$37.1K
BQR
4797
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$287K ﹤0.01%
37,488
-1,380
-4% -$11.3K
SWIR
4798
CALL
DELISTED
Sierra Wireless
SWIR
$286K ﹤0.01%
10,700
+2,300
+27% +$55.2K
HPY
4799
CALL
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$286K ﹤0.01%
6,000
+5,900
+5,900% +$274K
ABAX
4800
DELISTED
Abaxis Inc
ABAX
$286K ﹤0.01%
5,638
+315
+6% +$14.8K
190 191
192
193 194

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.