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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LITB
4751
LightInTheBox
LITB
$58M
$300K ﹤0.01%
8,013
+1,457
+22% +$53.3K
PAA icon
4752
PUT
Plains All American Pipeline
PAA
$17.3B
$300K ﹤0.01%
5,100
– –
WT icon
4753
PUT
WisdomTree
WT
$2.96B
$300K ﹤0.01%
26,400
-2,200
-8% -$25K
ETFC
4754
PUT
DELISTED
E*Trade Financial Corporation
ETFC
$300K ﹤0.01%
13,300
+700
+6% +$15.4K
MHR
4755
CALL
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$300K ﹤0.01%
53,900
-23,700
-31% -$157K
LRCX icon
4756
PUT
Lam Research
LRCX
$367B
$299K ﹤0.01%
40,000
+18,000
+82% +$128K
PLCE icon
4757
Children's Place
PLCE
$54.3M
$299K ﹤0.01%
6,270
+922
+17% +$46.7K
RDN icon
4758
CALL
Radian Group
RDN
$5.18B
$299K ﹤0.01%
21,000
+6,900
+49% +$96.6K
DKS icon
4759
CALL
Dick's Sporting Goods
DKS
$17.5B
$298K ﹤0.01%
6,800
-900
-12% -$40.1K
MTW icon
4760
CALL
Manitowoc
MTW
$497M
$298K ﹤0.01%
14,020
-135,015
-91% -$3.52M
NIQ
4761
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$298K ﹤0.01%
23,293
+5,813
+33% +$73.6K
HWCC
4762
DELISTED
Houston Wire & Cable Company
HWCC
$297K ﹤0.01%
24,824
+1,190
+5% +$14.9K
STI
4763
PUT
DELISTED
SunTrust Banks, Inc.
STI
$297K ﹤0.01%
7,800
+1,300
+20% +$50.2K
FST
4764
CALL
DELISTED
FOREST OIL CORPORATION
FST
$297K ﹤0.01%
254,000
-5,600
-2% -$10.2K
EPU icon
4765
iShares MSCI Peru and Global Exposure ETF
EPU
$537M
$296K ﹤0.01%
8,629
+36
+0.4% +$1.3K
K
4766
CALL
DELISTED
Kellanova
K
$296K ﹤0.01%
5,112
-3,515
-41% -$212K
DMF
4767
DELISTED
BNY Mellon Municipal Income
DMF
$295K ﹤0.01%
32,382
+3,475
+12% +$31.7K
MTRN icon
4768
Materion
MTRN
$4.39B
$295K ﹤0.01%
9,618
+2,050
+27% +$69.7K
ABM icon
4769
ABM Industries
ABM
$2.81B
$294K ﹤0.01%
11,451
-83,339
-88% -$2.19M
BPOP icon
4770
Popular Inc
BPOP
$11.2B
$294K ﹤0.01%
9,993
+1,839
+23% +$58.7K
COLO
4771
Global X MSCI Colombia ETF
COLO
$206M
$294K ﹤0.01%
4,017
-279
-6% -$22.4K
PKG icon
4772
PUT
Packaging Corp of America
PKG
$21.9B
$294K ﹤0.01%
4,600
+3,400
+283% +$228K
SCHP icon
4773
Schwab US TIPS ETF
SCHP
$16.3B
$294K ﹤0.01%
10,872
+418
+4% +$11.6K
LVNTA
4774
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$294K ﹤0.01%
7,738
-10,302
-57% -$377K
MERU
4775
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$294K ﹤0.01%
77,365
-19,583
-20% -$72.9K
189 190
191
192 193

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.