U
ETFC

UBS’s E*Trade Financial Corporation ETFC Stock Holding History

UBS’s Portfolio ETFC Stock Details ETFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$300K Buy
13,300
+700
+6% +$15.4K ﹤0.01% 4770
2014
Q2 		$268K Sell
12,600
-81,700
-87% -$1.72M ﹤0.01% 4858
2014
Q1 		$2.17M Sell
94,300
-85,500
-48% -$1.87M ﹤0.01% 2705
2013
Q4 		$3.53M Buy
179,800
+32,000
+22% +$569K ﹤0.01% 2217
2013
Q3 		$2.44M Sell
147,800
-1,500
-1% -$22.4K ﹤0.01% 2392
2013
Q2 		$1.89M Buy
+149,300
New +$1.65M ﹤0.01% 2605

Other funds holding ETFC

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
BRC
Blue Ridge Capital New York $215M AUM
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
OA
Omega Advisors New York $1.02B AUM 7% 1-Year Est. Return

UBS's ETFC Position: Q3 2014 in Review

UBS reduced its E*Trade Financial Corporation (ETFC) stake by 40% in Q3 2014, selling an estimated $1.38M and leaving 94,209 shares worth $2.13M. The position accounts for ﹤0.01% of the portfolio, ranked #2854.

UBS first reported a position in ETFC in Q2 2013 and has held it in 6 quarters since. The position peaked at $12.9M in Q1 2014. 321 funds tracked by Wall St. Rank hold ETFC as of Q3 2014.

  • UBS held 94,209 shares of E*Trade Financial Corporation worth $2.13M as of Q3 2014.
  • UBS sold 62,975 E*Trade Financial Corporation shares in Q3 2014, an estimated $1.38M.
  • E*Trade Financial Corporation made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2854 holding.
  • UBS first reported a position in E*Trade Financial Corporation in Q2 2013 and has held it in 6 quarters since.
  • UBS's E*Trade Financial Corporation position peaked at $12.9M in Q1 2014.
  • 321 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.