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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSYS
4701
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$319K ﹤0.01%
35,770
-31,462
-47% -$325K
PAYX icon
4702
CALL
Paychex
PAYX
$41.6B
$318K ﹤0.01%
7,200
-1,100
-13% -$46.2K
ICB
4703
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$317K ﹤0.01%
17,790
-1,142
-6% -$20.4K
IPF
4704
DELISTED
SPDR S&P International Financial Sector
IPF
$317K ﹤0.01%
14,431
+2,456
+21% +$55.8K
MCHX icon
4705
Marchex
MCHX
$76.2M
$316K ﹤0.01%
76,234
-827
-1% -$7.7K
RCS
4706
PIMCO Strategic Income Fund
RCS
$244M
$316K ﹤0.01%
32,062
-7,590
-19% -$78.9K
JOBS
4707
DELISTED
51job Inc
JOBS
$315K ﹤0.01%
10,530
+1,674
+19% +$57.7K
RSH
4708
PUT
DELISTED
RADIOSHACK CORP
RSH
$315K ﹤0.01%
318,200
+197,100
+163% +$169K
HPP
4709
Hudson Pacific Properties
HPP
$747M
$314K ﹤0.01%
1,814
-182
-9% -$33.1K
LRCX icon
4710
CALL
Lam Research
LRCX
$367B
$314K ﹤0.01%
42,000
-18,000
-30% -$128K
PFI icon
4711
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.5M
$314K ﹤0.01%
11,025
+1,840
+20% +$53.1K
QLD icon
4712
PUT
ProShares Ultra QQQ
QLD
$12.7B
$314K ﹤0.01%
80,000
-83,200
-51% -$317K
SBY
4713
DELISTED
Silver Bay Realty Trust Corp.
SBY
$314K ﹤0.01%
19,363
-1,186,110
-98% -$19.4M
RALY
4714
DELISTED
RALLY SOFTWARE DEV CORP
RALY
$314K ﹤0.01%
26,134
-4,406
-14% -$46.6K
GME icon
4715
PUT
GameStop
GME
$9.75B
$313K ﹤0.01%
30,400
-9,200
-23% -$97.8K
AKS
4716
DELISTED
AK Steel Holding Corp
AKS
$313K ﹤0.01%
39,062
-9,929
-20% -$92.5K
APO icon
4717
CALL
Apollo Global Management
APO
$72.4B
$312K ﹤0.01%
13,100
-3,600
-22% -$90.1K
ASG
4718
Liberty All-Star Growth Fund
ASG
$328M
$312K ﹤0.01%
61,265
-4,219
-6% -$22.2K
BITA
4719
PUT
DELISTED
Bitauto Holdings Limited
BITA
$312K ﹤0.01%
4,000
+2,600
+186% +$182K
RBS.PRM
4720
DELISTED
ROYAL BK SCOTLAND PLC SPONS ADR SER M REPSTG (UK)
RBS.PRM
$312K ﹤0.01%
12,742
-2,526
-17% -$61.7K
DCA
4721
DELISTED
Virtus Total Return Fund
DCA
$312K ﹤0.01%
67,159
+8,303
+14% +$39.4K
SWK icon
4722
PUT
Stanley Black & Decker
SWK
$14.3B
$311K ﹤0.01%
3,500
-31,700
-90% -$2.83M
MMP
4723
CALL
DELISTED
Magellan Midstream Partners, L.P.
MMP
$311K ﹤0.01%
3,700
-1,700
-31% -$141K
GOLD
4724
PUT
DELISTED
Randgold Resources Ltd
GOLD
$311K ﹤0.01%
4,668
+3,349
+254% +$270K
CERS icon
4725
Cerus
CERS
$431M
$310K ﹤0.01%
77,392
+24,536
+46% +$94.4K
187 188
189
190 191

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.