UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4701	VRTB 4701 DELISTED Vestin Realty Mortgage II, Inc. VRTB	$46K	﹤0.01%	10,173 +7,815
4702	BZM 4702 DELISTED BlackRock Maryland Municipal Bond Trust BZM	$46K	﹤0.01%	3,205 +2,657
4703	4703 Braskem BAK $1.12B	$45K	﹤0.01%	3,396 +291
4704	4704 Camtek CAMT $4.77B	$45K	﹤0.01%	11,526 +5,526
4705	CXH 4705 MFS Investment Grade Municipal Trust CXH $64.9M	$45K	﹤0.01%	4,940 +2,767
4706	4706 Direxion Daily Junior Gold Miners Index Bear 2X Shares JDST $41.4M	–	–	0
4707	PCK 4707 DELISTED Pimco California Municipal Income Fund II PCK	$45K	﹤0.01%	4,847 +1,066
4708	4708 Stewart Information Services STC $2.17B	$45K	﹤0.01%	1,535 +841
4709	4709 Stock Yards Bancorp SYBT $1.97B	$45K	﹤0.01%	2,253
4710	VIA 4710 DELISTED Via Renewables, Inc. Class A Common Stock VIA	$45K	﹤0.01%	+1,039
4711	CTT 4711 DELISTED CATCHMARK TIMBER TRUST, INC. CTT	$45K	﹤0.01%	4,063 -5,798
4712	SMED 4712 DELISTED Sharps Compliance Corp SMED	$45K	﹤0.01%	10,287 +5,787
4713	JRJC 4713 DELISTED China Finance Online Co., Ltd. JRJC	$45K	﹤0.01%	652 +398
4714	SFLY 4714 DELISTED Shutterfly, Inc. SFLY	$45K	﹤0.01%	922 -6,022
4715	NATL 4715 DELISTED National Interstate Corporation NATL	$45K	﹤0.01%	+1,618
4716	HFFC 4716 DELISTED H F FINL CORP HFFC	$45K	﹤0.01%	3,368 +2,292
4717	JPNL 4717 DELISTED Direxion Daily Japan Bull 3x Shares JPNL	$45K	﹤0.01%	988 +115
4718	EMLB 4718 DELISTED iPath Long Enhanced MSCI Emerging Markets Index ETN EMLB	$45K	﹤0.01%	453
4719	4719 AudioCodes AUDC $262M	$44K	﹤0.01%	9,210 +7,710
4720	BANX 4720 ArrowMark Financial BANX $159M	$44K	﹤0.01%	+1,753
4721	4721 Ducommun DCO $1.41B	$44K	﹤0.01%	1,593 -279
4722	4722 First Business Financial Services FBIZ $472M	$44K	﹤0.01%	1,976 -1,288
4723	4723 PENN Entertainment PENN $1.94B	$44K	﹤0.01%	3,921 -751
4724	4724 RF Industries RFIL $63.7M	$44K	﹤0.01%	+9,004
4725	COHR 4725 DELISTED Coherent Inc COHR	$44K	﹤0.01%	714 -2,947