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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIFU
4651
AIFU Inc
AIFU
$206M
$334K ﹤0.01%
152
+2
+1% +$5.25K
ARAV
4652
DELISTED
Aravive, Inc. Common Stock
ARAV
$334K ﹤0.01%
+2,935
New +$389K
AHGP
4653
DELISTED
Alliance Holdings GP
AHGP
$334K ﹤0.01%
4,900
+466
+11% +$32.5K
NM
4654
DELISTED
Navios Maritime Holdings Inc.
NM
$333K ﹤0.01%
5,549
-11,385
-67% -$961K
EVHC
4655
PUT
DELISTED
Envision Healthcare Holdings Inc
EVHC
$333K ﹤0.01%
+3,206
New +$340K
RSH
4656
DELISTED
RADIOSHACK CORP
RSH
$333K ﹤0.01%
336,600
+283,228
+531% +$243K
PGEM
4657
DELISTED
Ply Gem Holdings, Inc.
PGEM
$333K ﹤0.01%
30,700
+1,528
+5% +$15.9K
AMRC icon
4658
Ameresco
AMRC
$1.12B
$332K ﹤0.01%
48,541
-5,975
-11% -$45.1K
EGOV
4659
DELISTED
NIC Inc
EGOV
$331K ﹤0.01%
19,244
+1,189
+7% +$21K
EWG icon
4660
PUT
iShares MSCI Germany ETF
EWG
$1.59B
$330K ﹤0.01%
11,900
+4,900
+70% +$144K
SSO icon
4661
CALL
ProShares Ultra S&P500
SSO
$7.87B
$330K ﹤0.01%
44,800
-9,600
-18% -$70.8K
SUPN icon
4662
Supernus Pharmaceuticals
SUPN
$2.59B
$330K ﹤0.01%
38,035
-3,136
-8% -$28.3K
WABC icon
4663
Westamerica Bancorp
WABC
$1.38B
$330K ﹤0.01%
7,096
-1,150
-14% -$56.2K
AMOV
4664
DELISTED
America Movil SAB de CV
AMOV
$330K ﹤0.01%
13,922
-2,512
-15% -$56.8K
NPF
4665
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$330K ﹤0.01%
24,552
-240
-1% -$3.24K
AHT
4666
Ashford Hospitality Trust
AHT
$20.9M
$329K ﹤0.01%
34
+14
+70% +$150K
ASRT
4667
DELISTED
Assertio
ASRT
$329K ﹤0.01%
361
-15
-4% -$12K
AKP
4668
DELISTED
Alliance Californa Muni Fd
AKP
$329K ﹤0.01%
24,331
-19
-0.1% -$252
FNSR
4669
CALL
DELISTED
Finisar Corp
FNSR
$329K ﹤0.01%
19,800
+11,100
+128% +$215K
BMA icon
4670
Banco Macro
BMA
$5.88B
$328K ﹤0.01%
8,259
-1,607
-16% -$63K
DGRO icon
4671
iShares Core Dividend Growth ETF
DGRO
$42.7B
$328K ﹤0.01%
+13,102
New +$329K
MUX icon
4672
McEwen Inc
MUX
$1.03B
$328K ﹤0.01%
16,738
+5,511
+49% +$147K
OFIX icon
4673
CALL
Orthofix Medical
OFIX
$477M
$328K ﹤0.01%
10,600
– –
MXA
4674
DELISTED
MINNESOTA MUNI INCM PTFL INC
MXA
$328K ﹤0.01%
21,162
-3,468
-14% -$55K
XLYS
4675
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$328K ﹤0.01%
7,383
-950
-11% -$42.2K
185 186
187
188 189

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.