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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYNO
4626
DELISTED
Cynosure, Inc. Class A
CYNO
$342K ﹤0.01%
16,302
+2,886
+22% +$63.5K
SKUL
4627
DELISTED
SKULLCANDY INC
SKUL
$342K ﹤0.01%
43,796
+4,216
+11% +$32.4K
KOG
4628
PUT
DELISTED
KODIAK OIL & GAS CORP
KOG
$342K ﹤0.01%
25,200
-9,500
-27% -$143K
LUV icon
4629
PUT
Southwest Airlines
LUV
$22B
$341K ﹤0.01%
10,100
+5,000
+98% +$153K
TDY icon
4630
Teledyne Technologies
TDY
$30.4B
$341K ﹤0.01%
3,625
-21,056
-85% -$2.01M
RNA
4631
CALL
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$341K ﹤0.01%
40,400
+38,100
+1,657% +$361K
HK
4632
PUT
DELISTED
Halcon Resources Corporation
HK
$341K ﹤0.01%
500
-30
-6% -$29.3K
RAVI icon
4633
FlexShares Ultra-Short Income Fund
RAVI
$1.48B
$340K ﹤0.01%
4,488
+2,040
+83% +$154K
SHI
4634
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$340K ﹤0.01%
10,351
+3,467
+50% +$112K
RLYP
4635
DELISTED
RELYPSA INC COM
RLYP
$340K ﹤0.01%
16,077
+14,921
+1,291% +$362K
BFS
4636
Saul Centers
BFS
$836M
$339K ﹤0.01%
7,247
+2,228
+44% +$109K
FLS icon
4637
PUT
Flowserve
FLS
$9.71B
$339K ﹤0.01%
4,800
+500
+12% +$37.1K
AGN
4638
CALL
DELISTED
Allergan Inc
AGN
$339K ﹤0.01%
1,900
-25,300
-93% -$4.2M
RAD
4639
PUT
DELISTED
Rite Aid Corporation
RAD
$338K ﹤0.01%
3,495
-3,400
-49% -$439K
JOY
4640
PUT
DELISTED
Joy Global Inc
JOY
$338K ﹤0.01%
6,200
-6,900
-53% -$419K
KRFT
4641
CALL
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$338K ﹤0.01%
6,000
-79,500
-93% -$4.6M
TQQQ icon
4642
CALL
ProShares UltraPro QQQ
TQQQ
$32.1B
$337K ﹤0.01%
187,200
+96,000
+105% +$166K
WWD icon
4643
Woodward
WWD
$21.5B
$336K ﹤0.01%
7,052
-3,818
-35% -$193K
HOLD
4644
DELISTED
AdvisorShares North Square McKee Core Reserves ETF
HOLD
$336K ﹤0.01%
+3,375
New +$337K
XLBS
4645
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$336K ﹤0.01%
7,744
-42,821
-85% -$1.86M
GLDI icon
4646
Credit Suisse X-Links Gold Shares Covered Call ETNs due February 2 2033
GLDI
$31.1M
$335K ﹤0.01%
1,330
-41
-3% -$11K
JBL icon
4647
CALL
Jabil
JBL
$33B
$335K ﹤0.01%
16,600
+15,900
+2,271% +$332K
HCR
4648
CALL
DELISTED
Hi-Crush Inc. Common Stock
HCR
$335K ﹤0.01%
6,500
+400
+7% +$25K
POM
4649
CALL
DELISTED
PEPCO HOLDINGS, INC.
POM
$335K ﹤0.01%
12,500
– –
MDGL icon
4650
Madrigal Pharmaceuticals
MDGL
$10.8B
$334K ﹤0.01%
3,171
– –
184 185
186
187 188

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.