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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CETV
4601
DELISTED
Central European Media Enterprises Ltd
CETV
$351K ﹤0.01%
156,175
-46,079
-23% -$114K
CTCM
4602
DELISTED
CTC MEDIA INC COM STK
CTCM
$351K ﹤0.01%
52,818
-10,934
-17% -$106K
BNY
4603
CALL
Bank of New York Mellon
BNY
$106B
$349K ﹤0.01%
9,000
+1,200
+15% +$46.7K
GGZ
4604
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$349K ﹤0.01%
34,111
+6,311
+23% +$66.3K
ZWS icon
4605
Zurn Elkay Water Solutions
ZWS
$8.38B
$349K ﹤0.01%
25,510
+16,054
+170% +$221K
BSJJ
4606
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
$349K ﹤0.01%
13,588
+9,791
+258% +$256K
LGF
4607
PUT
DELISTED
Lions Gate Entertainment
LGF
$349K ﹤0.01%
10,600
+600
+6% +$19K
LEN.B icon
4608
Lennar Class B
LEN.B
$19.4B
$348K ﹤0.01%
11,681
-494
-4% -$14.9K
INFN
4609
DELISTED
Infinera Corporation Common Stock
INFN
$348K ﹤0.01%
32,633
+10,053
+45% +$98.5K
HLSS
4610
PUT
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$348K ﹤0.01%
16,400
-23,100
-58% -$510K
CGEN icon
4611
Compugen
CGEN
$222M
$347K ﹤0.01%
40,543
+31,509
+349% +$280K
NE
4612
PUT
DELISTED
Noble Corporation
NE
$347K ﹤0.01%
15,600
-25,241
-62% -$680K
TAI
4613
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$347K ﹤0.01%
17,008
-6,992
-29% -$145K
KNDI
4614
Kandi Technologies Group
KNDI
$67.5M
$345K ﹤0.01%
26,574
-25,750
-49% -$437K
NHS
4615
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$345K ﹤0.01%
26,740
+83
+0.3% +$1.11K
PLUG icon
4616
Plug Power
PLUG
$2.87B
$345K ﹤0.01%
75,323
+30,327
+67% +$156K
MPO
4617
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$345K ﹤0.01%
6,824
+159
+2% +$10.2K
AAOI icon
4618
Applied Optoelectronics
AAOI
$7.57B
$344K ﹤0.01%
21,375
+52
+0.2% +$1.03K
ALL icon
4619
PUT
Allstate
ALL
$68B
$344K ﹤0.01%
5,600
-10,600
-65% -$636K
ZTR
4620
Virtus Total Return Fund
ZTR
$340M
$344K ﹤0.01%
24,847
+14,466
+139% +$205K
SLXP
4621
CALL
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$344K ﹤0.01%
2,200
-600
-21% -$87K
INCY icon
4622
CALL
Incyte
INCY
$24.2B
$343K ﹤0.01%
7,000
-87,100
-93% -$4.37M
NVRI icon
4623
Enviri
NVRI
$623M
$343K ﹤0.01%
15,989
+12,887
+415% +$319K
ADEP
4624
DELISTED
Adept Technology Inc
ADEP
$343K ﹤0.01%
40,791
+18,534
+83% +$164K
CTRL
4625
DELISTED
Control4 Corporation
CTRL
$342K ﹤0.01%
+26,453
New +$416K
183 184
185
186 187

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.