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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REX icon
4551
REX American Resources
REX
$1.42B
$369K ﹤0.01%
30,360
-280,086
-90% -$4.16M
DSX icon
4552
Diana Shipping
DSX
$302M
$368K ﹤0.01%
58,829
-37,984
-39% -$270K
MCHB
4553
Mechanics Bancorp
MCHB
$3.72B
$368K ﹤0.01%
21,562
-6,331
-23% -$113K
OPCH icon
4554
CALL
Option Care Health
OPCH
$3.45B
$368K ﹤0.01%
13,325
+12,650
+1,874% +$392K
VWOB icon
4555
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$368K ﹤0.01%
4,678
-1,785
-28% -$143K
CHSP
4556
DELISTED
Chesapeake Lodging Trust
CHSP
$368K ﹤0.01%
12,600
– –
PXR
4557
DELISTED
Invesco Emerging Markets Infrastructure ETF
PXR
$368K ﹤0.01%
10,144
+863
+9% +$33.3K
MRVL icon
4558
PUT
Marvell Technology
MRVL
$168B
$367K ﹤0.01%
27,200
+22,100
+433% +$304K
WOOD icon
4559
iShares Global Timber & Forestry ETF
WOOD
$268M
$367K ﹤0.01%
7,433
-17
-0.2% -$873
SIRE
4560
DELISTED
Sisecam Resources LP
SIRE
$367K ﹤0.01%
16,097
+206
+1% +$4.96K
ESL
4561
CALL
DELISTED
Esterline Technologies
ESL
$367K ﹤0.01%
3,300
-40,000
-92% -$4.55M
BNY
4562
DELISTED
BlackRock New York Municipal Income Trust
BNY
$366K ﹤0.01%
26,186
-1,405
-5% -$19.5K
IDX icon
4563
VanEck Indonesia Index ETF
IDX
$32.1M
$366K ﹤0.01%
14,654
+4,897
+50% +$129K
TFSL icon
4564
TFS Financial
TFSL
$5.16B
$366K ﹤0.01%
25,560
-35,594
-58% -$498K
WMC
4565
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$366K ﹤0.01%
2,478
+18
+0.7% +$2.61K
SBB icon
4566
ProShares Short SmallCap600
SBB
$3.43M
$365K ﹤0.01%
3,133
+2,695
+615% +$304K
FTEC icon
4567
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$364K ﹤0.01%
+12,103
New +$362K
SMTC icon
4568
Semtech
SMTC
$11B
$364K ﹤0.01%
13,399
-5,152
-28% -$130K
AES.PRC.CL
4569
DELISTED
AES Corporation Class C Preferred
AES.PRC.CL
$364K ﹤0.01%
7,096
-1,080
-13% -$55.4K
BCS icon
4570
CALL
Barclays
BCS
$92.7B
$363K ﹤0.01%
26,354
-12,117
-31% -$167K
HSY icon
4571
PUT
Hershey
HSY
$35.5B
$363K ﹤0.01%
3,800
+3,100
+443% +$287K
MLP icon
4572
Maui Land & Pineapple Co
MLP
$344M
$363K ﹤0.01%
63,743
-523
-0.8% -$3.58K
UVE icon
4573
Universal Insurance Holdings
UVE
$1.22B
$363K ﹤0.01%
28,076
-1,645
-6% -$21.5K
CGO
4574
Calamos Global Total Return Fund
CGO
$125M
$362K ﹤0.01%
26,076
-50
-0.2% -$720
GHC icon
4575
Graham Holdings Company
GHC
$5.18B
$362K ﹤0.01%
857
-95
-10% -$40.8K
181 182
183
184 185

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.