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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
4526
CALL
Archer Daniels Midland
ADM
$38.2B
$383K ﹤0.01%
7,500
-55,400
-88% -$2.72M
CLH icon
4527
Clean Harbors
CLH
$16.5B
$383K ﹤0.01%
7,096
-5,929
-46% -$349K
CEV
4528
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$382K ﹤0.01%
30,922
+175
+0.6% +$2.16K
SIMO icon
4529
Silicon Motion
SIMO
$8.6B
$382K ﹤0.01%
14,193
-1,381
-9% -$34.7K
WITE
4530
DELISTED
ETF WHITE METALS BSKT TR ETFS PHYSICAL WM BSKT SHS
WITE
$382K ﹤0.01%
10,825
+485
+5% +$19.4K
CI icon
4531
PUT
Cigna
CI
$73.8B
$381K ﹤0.01%
4,200
-3,700
-47% -$346K
SCTY
4532
CALL
DELISTED
SolarCity Corporation
SCTY
$381K ﹤0.01%
6,400
+600
+10% +$41.3K
FPA icon
4533
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$380K ﹤0.01%
+12,573
New +$394K
TFLO icon
4534
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$380K ﹤0.01%
7,577
-571
-7% -$28.6K
KST
4535
DELISTED
Deutsche Strategic Income Trust
KST
$380K ﹤0.01%
31,283
-5,602
-15% -$70.6K
AKR icon
4536
Acadia Realty Trust
AKR
$3.09B
$378K ﹤0.01%
13,690
– –
JPP
4537
DELISTED
SPDR RUSSELL/NOMURA PRIME JAPAN ETF
JPP
$378K ﹤0.01%
8,328
+590
+8% +$27.2K
MBI icon
4538
CALL
MBIA
MBI
$261M
$377K ﹤0.01%
41,100
+10,100
+33% +$99.3K
EMIF icon
4539
iShares Emerging Markets Infrastructure ETF
EMIF
$13.2M
$376K ﹤0.01%
10,911
-2,261
-17% -$82.1K
EEMS icon
4540
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$349M
$375K ﹤0.01%
7,623
-128
-2% -$6.5K
STGW icon
4541
Stagwell
STGW
$2.09B
$375K ﹤0.01%
19,560
-6,658
-25% -$140K
MXWL
4542
DELISTED
Maxwell Technologies Inc
MXWL
$375K ﹤0.01%
43,079
+32,886
+323% +$350K
EXAM
4543
DELISTED
EXAMWORKS GROUP INC COM STK (DE)
EXAM
$375K ﹤0.01%
11,464
+9,240
+415% +$304K
HPY
4544
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
$374K ﹤0.01%
7,837
-934
-11% -$43.4K
GTLS
4545
PUT
DELISTED
Chart Industries
GTLS
$373K ﹤0.01%
6,100
-1,000
-14% -$71.1K
IPG
4546
CALL
DELISTED
Interpublic Group of Companies
IPG
$372K ﹤0.01%
20,300
+1,500
+8% +$29.1K
SVXY icon
4547
ProShares Short VIX Short-Term Futures ETF
SVXY
$228M
$371K ﹤0.01%
4,951
+3,045
+160% +$256K
MIDD icon
4548
CALL
Middleby
MIDD
$6.04B
$370K ﹤0.01%
4,200
+1,200
+40% +$99.4K
MNK
4549
PUT
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$370K ﹤0.01%
+4,100
New +$321K
MNE
4550
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$370K ﹤0.01%
26,936
-1,483
-5% -$20.4K
180 181
182
183 184

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.