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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
4501
PUT
Intercontinental Exchange
ICE
$85.6B
$390K ﹤0.01%
10,000
+4,500
+82% +$172K
ARNA
4502
DELISTED
Arena Pharmaceuticals Inc
ARNA
$390K ﹤0.01%
9,300
+5,980
+180% +$267K
SFY
4503
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$390K ﹤0.01%
40,638
-17,791
-30% -$202K
ESRT icon
4504
Empire State Realty Trust
ESRT
$872M
$389K ﹤0.01%
25,938
-2,320
-8% -$37.6K
LXFT
4505
DELISTED
Luxoft Holding, Inc.
LXFT
$389K ﹤0.01%
10,456
+1,338
+15% +$47.2K
GMED icon
4506
Globus Medical
GMED
$10.7B
$388K ﹤0.01%
19,700
+2,477
+14% +$51K
H icon
4507
Hyatt Hotels
H
$16.4B
$387K ﹤0.01%
6,390
-308
-5% -$18.8K
IMOS
4508
ChipMOS TECHNOLOGIES
IMOS
$1.65B
$387K ﹤0.01%
15,505
+12,782
+469% +$336K
JRN
4509
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
$387K ﹤0.01%
45,925
+44,631
+3,449% +$428K
CLF icon
4510
PUT
Cleveland-Cliffs
CLF
$6.57B
$386K ﹤0.01%
37,200
-37,000
-50% -$566K
GLU
4511
Gabelli Utility & Income Trust
GLU
$114M
$386K ﹤0.01%
20,187
+681
+3% +$13.7K
GWPH
4512
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$386K ﹤0.01%
4,777
-29,438
-86% -$2.6M
BBEP
4513
PUT
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$386K ﹤0.01%
19,000
-1,100
-5% -$24.2K
FDO
4514
CALL
DELISTED
FAMILY DOLLAR STORES
FDO
$386K ﹤0.01%
5,000
-75,400
-94% -$5.56M
CBOE icon
4515
CALL
Cboe Global Markets
CBOE
$32.5B
$385K ﹤0.01%
7,200
– –
DPZ icon
4516
PUT
Domino's
DPZ
$11.5B
$385K ﹤0.01%
5,000
-100
-2% -$7.46K
REI icon
4517
Ring Energy
REI
$315M
$385K ﹤0.01%
+26,115
New +$446K
RFMD
4518
PUT
DELISTED
RF MICRO DEVICES INC
RFMD
$385K ﹤0.01%
33,400
-600
-2% -$6.76K
MGAM
4519
CALL
DELISTED
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
$385K ﹤0.01%
10,700
+10,100
+1,683% +$304K
BEAT
4520
DELISTED
BioTelemetry, Inc.
BEAT
$385K ﹤0.01%
57,376
-13,949
-20% -$97.8K
DGI
4521
DELISTED
DigitalGlobe Inc.
DGI
$385K ﹤0.01%
13,513
-100
-0.7% -$2.91K
FCEL icon
4522
FuelCell Energy
FCEL
$1.73B
$384K ﹤0.01%
43
-32
-43% -$325K
FIVE icon
4523
CALL
Five Below
FIVE
$12B
$384K ﹤0.01%
9,700
-62,100
-86% -$2.41M
SBRA icon
4524
Sabra Healthcare REIT
SBRA
$5.34B
$384K ﹤0.01%
15,799
-2,867
-15% -$79.5K
CHK.PRD
4525
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$384K ﹤0.01%
4,004
+50
+1% +$4.79K
179 180
181
182 183

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.