UBS’s Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock CHK.PRD Stock Holding History

UBS’s Portfolio CHK.PRD Stock Details CHK.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$384K	Buy	4,004 +50	+1%	+$4.79K	﹤0.01%	4540
2014 Q2	$386K	Sell	3,954 -2,441	-38%	-$232K	﹤0.01%	4478
2014 Q1	$586K	Sell	6,395 -2,817	-31%	-$258K	﹤0.01%	4067
2013 Q4	$847K	Sell	9,212 -1,027	-10%	-$93K	﹤0.01%	3718
2013 Q3	$906K	Sell	10,239 -195	-2%	-$17.5K	﹤0.01%	3462
2013 Q2	$930K	Buy	+10,434	New	+$928K	﹤0.01%	3429

Other funds holding CHK.PRD

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

PCM

Palouse Capital Management Spokane, Washington $160M AUM 36.15% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS's CHK.PRD Position: Q3 2014 in Review

UBS increased its Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock (CHK.PRD) stake by 1.3% in Q3 2014, buying an estimated $4.79K and bringing the position to 4,004 shares worth $384K. The position accounts for ﹤0.01% of the portfolio, ranked #4540.

UBS first reported a position in CHK.PRD in Q2 2013 and has held it in 6 quarters since. The position peaked at $930K in Q2 2013. 40 funds tracked by Wall St. Rank hold CHK.PRD as of Q3 2014.

UBS held 4,004 shares of Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock worth $384K as of Q3 2014.
UBS bought 50 Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock shares in Q3 2014, an estimated $4.79K.
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4540 holding.
UBS first reported a position in Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock in Q2 2013 and has held it in 6 quarters since.
UBS's Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock position peaked at $930K in Q2 2013.
40 funds tracked by Wall St. Rank held Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.