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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWL icon
4451
iShares Russell Top 200 ETF
IWL
$2.18B
$408K ﹤0.01%
9,080
-1,236
-12% -$55.7K
RYAM icon
4452
PUT
Rayonier Advanced Materials
RYAM
$604M
$408K ﹤0.01%
+12,400
New +$435K
NES
4453
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$408K ﹤0.01%
27,621
+16,331
+145% +$259K
NSM
4454
CALL
DELISTED
Nationstar Mortgage Holdings
NSM
$407K ﹤0.01%
11,900
-1,900
-14% -$63K
COBZ
4455
DELISTED
CoBiz Financial,Inc
COBZ
$407K ﹤0.01%
36,410
+35,750
+5,417% +$405K
ILF icon
4456
CALL
iShares Latin America 40 ETF
ILF
$3.86B
$406K ﹤0.01%
+11,000
New +$441K
UNF icon
4457
Unifirst Corp
UNF
$5.31B
$405K ﹤0.01%
4,200
+848
+25% +$84.4K
WM icon
4458
CALL
Waste Management
WM
$90.5B
$404K ﹤0.01%
8,500
-2,500
-23% -$114K
USG
4459
PUT
DELISTED
Usg
USG
$404K ﹤0.01%
14,700
-1,400
-9% -$39.8K
EWRS
4460
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$404K ﹤0.01%
9,455
-395
-4% -$17.8K
KG
4461
Kestrel Group
KG
$69.4M
$403K ﹤0.01%
1,818
+558
+44% +$133K
SABR icon
4462
CALL
Sabre
SABR
$731M
$403K ﹤0.01%
+22,500
New +$424K
NNJ
4463
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$403K ﹤0.01%
29,547
-1,367
-4% -$18.9K
AR icon
4464
Antero Resources
AR
$11.1B
$402K ﹤0.01%
7,325
-544
-7% -$31.6K
BDSI
4465
CALL
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$402K ﹤0.01%
23,500
+2,800
+14% +$40.6K
FLEX icon
4466
CALL
Flex
FLEX
$42.1B
$401K ﹤0.01%
51,620
-37,953
-42% -$310K
INSY
4467
DELISTED
Insys Therapeutics, Inc.
INSY
$401K ﹤0.01%
20,694
+13,690
+195% +$215K
NYRT
4468
DELISTED
New York REIT, Inc.
NYRT
$401K ﹤0.01%
3,907
+467
+14% +$49.3K
SKX
4469
CALL
DELISTED
Skechers
SKX
$400K ﹤0.01%
22,500
+2,400
+12% +$43.8K
VTN icon
4470
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$400K ﹤0.01%
29,816
-1,502
-5% -$20.6K
ATRI
4471
DELISTED
Atrion Corp
ATRI
$400K ﹤0.01%
1,310
+157
+14% +$48.6K
SDS icon
4472
ProShares UltraShort S&P500
SDS
$416M
$399K ﹤0.01%
161
-6
-4% -$14.9K
RBS.PRN
4473
DELISTED
ROYAL BK SCOTLAND GROUP PLC ADR RPTNG PFD SHRS SER N (UK)
RBS.PRN
$399K ﹤0.01%
16,332
+2,050
+14% +$50K
AD
4474
Array Digital Infrastructure
AD
$3.02B
$398K ﹤0.01%
11,221
+1,390
+14% +$52.9K
NMY
4475
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$398K ﹤0.01%
31,794
-696
-2% -$8.74K
177 178
179
180 181

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.