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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFNL
4401
DELISTED
Cardinal Financial Corp
CFNL
$436K ﹤0.01%
25,550
+2,417
+10% +$43.2K
SBR
4402
Sabine Royalty Trust
SBR
$1.06B
$435K ﹤0.01%
8,024
+1,691
+27% +$96K
IPW
4403
DELISTED
SPDR S&P International Energy Sector
IPW
$435K ﹤0.01%
16,987
+5,786
+52% +$160K
TSEM icon
4404
Tower Semiconductor
TSEM
$25.3B
$434K ﹤0.01%
42,725
-83,098
-66% -$882K
ENDP
4405
PUT
DELISTED
Endo International plc
ENDP
$431K ﹤0.01%
+6,300
New +$415K
LVL
4406
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$431K ﹤0.01%
34,001
+2,717
+9% +$37.4K
KNL
4407
DELISTED
Knoll, Inc.
KNL
$431K ﹤0.01%
24,912
-690
-3% -$12.3K
FITB
4408
CALL
Fifth Third Bancorp
FITB
$51.4B
$430K ﹤0.01%
21,500
+6,000
+39% +$123K
TZA icon
4409
CALL
Direxion Daily Small Cap Bear 3x ETF
TZA
$250M
$428K ﹤0.01%
16
-7
-30% -$170K
PEI
4410
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$428K ﹤0.01%
1,431
+86
+6% +$25.4K
ALEX
4411
DELISTED
Alexander & Baldwin
ALEX
$427K ﹤0.01%
11,879
+345
+3% +$13.7K
LTRPA
4412
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$427K ﹤0.01%
+12,604
New +$440K
RDEN
4413
DELISTED
ELIZABETH ARDEN INC
RDEN
$426K ﹤0.01%
25,437
+21,984
+637% +$417K
CCU icon
4414
Compañía de Cervecerías Unidas
CCU
$2.12B
$425K ﹤0.01%
19,288
+1,068
+6% +$23.8K
RSG icon
4415
CALL
Republic Services
RSG
$64.8B
$425K ﹤0.01%
10,900
+9,000
+474% +$346K
WW
4416
CALL
DELISTED
WW International
WW
$425K ﹤0.01%
15,500
+3,000
+24% +$68.5K
IRF
4417
DELISTED
INTL RECTIFIER CORP
IRF
$425K ﹤0.01%
10,848
-60,845
-85% -$1.98M
MDVN
4418
PUT
DELISTED
MEDIVATION, INC.
MDVN
$425K ﹤0.01%
8,600
+6,000
+231% +$255K
GSM icon
4419
FerroAtlántica
GSM
$589M
$423K ﹤0.01%
23,299
-42,273
-64% -$842K
NNC
4420
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$421K ﹤0.01%
32,818
+175
+0.5% +$2.28K
CVD
4421
DELISTED
COVANCE INC.
CVD
$421K ﹤0.01%
5,351
+599
+13% +$50.9K
WWAV
4422
CALL
DELISTED
The WhiteWave Foods Company
WWAV
$421K ﹤0.01%
11,600
+8,900
+330% +$297K
KMB icon
4423
CALL
Kimberly-Clark
KMB
$36.5B
$420K ﹤0.01%
4,068
+1,669
+70% +$174K
PGJ icon
4424
Invesco Golden Dragon China ETF
PGJ
$98.4M
$420K ﹤0.01%
13,975
-13,699
-50% -$436K
HBANP
4425
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$419K ﹤0.01%
316
+94
+42% +$126K
175 176
177
178 179

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.