We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIV
4351
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$460K ﹤0.01%
36,576
+25,551
+232% +$321K
HTBK
4352
DELISTED
Heritage Commerce
HTBK
$459K ﹤0.01%
55,878
+3,078
+6% +$25.2K
COV
4353
CALL
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$459K ﹤0.01%
5,300
+2,200
+71% +$195K
NVRI icon
4354
CALL
Enviri
NVRI
$635M
$458K ﹤0.01%
21,400
+300
+1% +$7.43K
SAN icon
4355
CALL
Banco Santander
SAN
$202B
$458K ﹤0.01%
53,067
+17,836
+51% +$161K
TKC icon
4356
Turkcell
TKC
$4.67B
$458K ﹤0.01%
34,877
+1,863
+6% +$27.7K
AAV
4357
DELISTED
Advantage Oil & Gas Ltd
AAV
$458K ﹤0.01%
89,945
+24,382
+37% +$138K
STB
4358
DELISTED
Student Transportation Inc
STB
$458K ﹤0.01%
73,294
-1,701
-2% -$11K
JOY
4359
CALL
DELISTED
Joy Global Inc
JOY
$458K ﹤0.01%
8,400
-52,200
-86% -$3.17M
ESR
4360
DELISTED
ISHARES MSCI EMERGING MARKETS EASTERN EUROPE ETF
ESR
$458K ﹤0.01%
20,949
-1,406
-6% -$33.1K
PBH icon
4361
Prestige Consumer Healthcare
PBH
$2.37B
$457K ﹤0.01%
14,112
-2,151
-13% -$72K
SMMU icon
4362
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$457K ﹤0.01%
9,070
+1,906
+27% +$96.1K
CTWS
4363
DELISTED
Connecticut Water Service Inc
CTWS
$457K ﹤0.01%
14,047
-465
-3% -$15.2K
TR icon
4364
Tootsie Roll Industries
TR
$2.94B
$456K ﹤0.01%
23,236
+6,998
+43% +$137K
HTY
4365
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$456K ﹤0.01%
36,982
+2,047
+6% +$25.8K
SYLD icon
4366
Cambria Shareholder Yield ETF
SYLD
$988M
$455K ﹤0.01%
15,029
+10,457
+229% +$323K
MZOR
4367
DELISTED
Mazor Robotics Ltd.
MZOR
$455K ﹤0.01%
38,605
+26,705
+224% +$373K
BKYF
4368
DELISTED
BK KY FINL CORP
BKYF
$455K ﹤0.01%
9,846
+8,243
+514% +$317K
INVN
4369
CALL
DELISTED
Invensense Inc
INVN
$454K ﹤0.01%
23,000
+11,300
+97% +$266K
GENZ
4370
VanEck Digital Native Economy ETF
GENZ
$16.7M
$453K ﹤0.01%
10,446
-5,188
-33% -$250K
VVTV
4371
DELISTED
VALUEVISION MEDIA INC
VVTV
$453K ﹤0.01%
88,269
+34,741
+65% +$169K
AGO icon
4372
CALL
Assured Guaranty
AGO
$3.7B
$452K ﹤0.01%
20,400
+15,000
+278% +$349K
MSD
4373
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$451K ﹤0.01%
46,442
-8,281
-15% -$83K
CCMP
4374
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$451K ﹤0.01%
10,867
+7,458
+219% +$318K
FWM
4375
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$451K ﹤0.01%
120,462
+58,947
+96% +$298K
173 174
175
176 177

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.