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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINL
4376
DELISTED
Finish Line
FINL
$450K ﹤0.01%
17,975
-20,505
-53% -$587K
SIAL
4377
CALL
DELISTED
SIGMA - ALDRICH CORP
SIAL
$449K ﹤0.01%
3,300
+2,300
+230% +$244K
PAGG
4378
DELISTED
Invesco Global Agriculture ETF
PAGG
$448K ﹤0.01%
15,444
-853
-5% -$25.9K
HNGR
4379
DELISTED
Hanger Inc.
HNGR
$447K ﹤0.01%
21,800
+14,024
+180% +$358K
ATVI
4380
PUT
DELISTED
Activision Blizzard
ATVI
$447K ﹤0.01%
21,500
+9,000
+72% +$205K
CCL icon
4381
PUT
Carnival Corporation Ltd
CCL
$38B
$446K ﹤0.01%
11,100
-900
-8% -$34.1K
GRP.U
4382
DELISTED
Granite Real Estate Investment Trust
GRP.U
$445K ﹤0.01%
12,901
-206
-2% -$7.67K
LOCO icon
4383
CALL
El Pollo Loco
LOCO
$499M
$445K ﹤0.01%
+12,400
New +$428K
AVGO icon
4384
CALL
Broadcom
AVGO
$1.84T
$444K ﹤0.01%
51,000
+22,000
+76% +$172K
XPP icon
4385
PUT
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$9.73M
$444K ﹤0.01%
7,700
-10,500
-58% -$668K
AEO icon
4386
PUT
American Eagle Outfitters
AEO
$2.87B
$443K ﹤0.01%
30,500
-157,900
-84% -$1.94M
PRKS icon
4387
United Parks & Resorts
PRKS
$2.1B
$443K ﹤0.01%
23,022
+6,135
+36% +$146K
ORIT
4388
DELISTED
Oritani Financial Corp. New
ORIT
$443K ﹤0.01%
31,422
+1,744
+6% +$25.9K
RSPG icon
4389
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$557M
$442K ﹤0.01%
5,428
-2,927
-35% -$259K
ALDW
4390
DELISTED
Alon USA Partners LP
ALDW
$442K ﹤0.01%
24,980
+6,526
+35% +$119K
SF
4391
Stifel
SF
$12.5B
$441K ﹤0.01%
21,168
-5,423
-20% -$113K
BQY
4392
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$441K ﹤0.01%
33,655
+8,300
+33% +$110K
PHH
4393
DELISTED
PHH Corporation
PHH
$440K ﹤0.01%
19,673
-147,716
-88% -$3.49M
CEMP
4394
DELISTED
Cempra, Inc.
CEMP
$440K ﹤0.01%
40,175
+450
+1% +$4.43K
DBE icon
4395
Invesco DB Energy Fund
DBE
$91.1M
$439K ﹤0.01%
16,299
-293
-2% -$8.39K
PBF icon
4396
CALL
PBF Energy
PBF
$8.46B
$439K ﹤0.01%
18,300
+500
+3% +$13.2K
NSM
4397
PUT
DELISTED
Nationstar Mortgage Holdings
NSM
$438K ﹤0.01%
12,800
+6,600
+106% +$219K
MEAS
4398
PUT
DELISTED
MEASUREMENT SPECIALTIES INC
MEAS
$437K ﹤0.01%
5,100
– –
FOE
4399
DELISTED
Ferro Corporation
FOE
$436K ﹤0.01%
30,120
-57,109
-65% -$762K
ILG
4400
DELISTED
ILG, Inc Common Stock
ILG
$436K ﹤0.01%
22,901
+3,107
+16% +$65.9K
174 175
176
177 178

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.