U
HTY

UBS’s JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND HTY Stock Holding History

UBS’s Portfolio HTY Stock Details HTY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$456K Buy
36,982
+2,047
+6% +$25.8K ﹤0.01% 4380
2014
Q2 		$454K Buy
34,935
+3,087
+10% +$40.5K ﹤0.01% 4317
2014
Q1 		$412K Buy
31,848
+8,390
+36% +$107K ﹤0.01% 4446
2013
Q4 		$292K Sell
23,458
-3,337
-12% -$40.8K ﹤0.01% 4881
2013
Q3 		$309K Buy
26,795
+3,153
+13% +$38.4K ﹤0.01% 4665
2013
Q2 		$292K Buy
+23,642
New +$298K ﹤0.01% 4677

Other funds holding HTY

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EIP
Epoch Investment Partners New York $16.5B AUM 24.3% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
ICAS
Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS's HTY Position: Q3 2014 in Review

UBS increased its JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND (HTY) stake by 5.9% in Q3 2014, buying an estimated $25.8K and bringing the position to 36,982 shares worth $456K. The position accounts for ﹤0.01% of the portfolio, ranked #4380.

UBS first reported a position in HTY in Q2 2013 and has held it in 6 quarters since. 19 funds tracked by Wall St. Rank hold HTY as of Q3 2014.

  • UBS held 36,982 shares of JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND worth $456K as of Q3 2014.
  • UBS bought 2,047 JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND shares in Q3 2014, an estimated $25.8K.
  • JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4380 holding.
  • UBS first reported a position in JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND in Q2 2013 and has held it in 6 quarters since.
  • 19 funds tracked by Wall St. Rank held JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.