UBS’s ProShares Short SmallCap600 SBB Stock Holding History

UBS’s Portfolio SBB Stock Details SBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$365K	Buy	3,133 +2,695	+615%	+$304K	﹤0.01%	4582
2014 Q2	$48K	Buy	+438	New	+$50.2K	﹤0.01%	6923
2014 Q1	–	Sell	-79	Closed	-$9K	–	10744
2013 Q4	$9K	Buy	+79	New	+$9.59K	﹤0.01%	9099
2013 Q3	–	Sell	-1	Closed	–	–	10663
2013 Q2	$0	Buy	+1	New	+$147	﹤0.01%	10190

Other funds holding SBB

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

UBS's SBB Position: Q3 2014 in Review

UBS increased its ProShares Short SmallCap600 (SBB) stake by 615% in Q3 2014, buying an estimated $304K and bringing the position to 3,133 shares worth $365K. The position accounts for ﹤0.01% of the portfolio, ranked #4582.

UBS first reported a position in SBB in Q2 2013 and has held it in 4 quarters since. 6 funds tracked by Wall St. Rank hold SBB as of Q3 2014.

UBS held 3,133 shares of ProShares Short SmallCap600 worth $365K as of Q3 2014.
UBS bought 2,695 ProShares Short SmallCap600 shares in Q3 2014, an estimated $304K.
ProShares Short SmallCap600 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4582 holding.
UBS first reported a position in ProShares Short SmallCap600 in Q2 2013 and has held it in 4 quarters since.
6 funds tracked by Wall St. Rank held ProShares Short SmallCap600 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.