LPL Financial’s ProShares Short SmallCap600 SBB Stock Holding History

LPL Financial’s Portfolio SBB Stock Details SBB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-2,962	Closed	-$311K	–	3193
2015 Q4	$311K	Buy	+2,962	New	+$303K	﹤0.01%	2507
2014 Q4	–	Sell	-6,581	Closed	-$779K	–	2780
2014 Q3	$779K	Sell	6,581 -272	-4%	-$30.7K	﹤0.01%	1449
2014 Q2	$753K	Buy	+6,853	New	+$786K	﹤0.01%	1521
2014 Q1	–	Sell	-1,813	Closed	-$209K	–	2714
2013 Q4	$209K	Sell	1,813 -7,087	-80%	-$860K	﹤0.01%	2409
2013 Q3	$1.11M	Buy	8,900 +6,613	+289%	+$877K	0.01%	1129
2013 Q2	$324K	Buy	+2,287	New	+$335K	﹤0.01%	1849

Other funds holding SBB

ECM

Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

WTB

Washington Trust Bank Spokane, Washington $1.36B AUM 21.14% 1-Year Est. Return

MFS

MSI Financial Services Springfield, Massachusetts $3.07B AUM 10.22% 1-Year Est. Return

Citigroup New York $303B AUM 53.02% 1-Year Est. Return

LPL Financial's SBB Position: Q1 2016 in Review

LPL Financial sold out of ProShares Short SmallCap600 (SBB) in Q1 2016, closing a stake of 2,962 shares — an estimated $311K sold.

LPL Financial first reported a position in SBB in Q2 2013 and held it in 6 quarters. The position peaked at $1.11M in Q3 2013. 9 funds tracked by Wall St. Rank hold SBB as of Q1 2016.

LPL Financial reported no remaining ProShares Short SmallCap600 position as of Q1 2016 after selling out during the quarter.
LPL Financial sold 2,962 ProShares Short SmallCap600 shares in Q1 2016, an estimated $311K.
LPL Financial first reported a position in ProShares Short SmallCap600 in Q2 2013 and held it in 6 quarters.
LPL Financial's ProShares Short SmallCap600 position peaked at $1.11M in Q3 2013.
9 funds tracked by Wall St. Rank held ProShares Short SmallCap600 as of Q1 2016.

Based on LPL Financial's 13F filing for Q1 2016, filed 16 May 2016.