ProShares Short SmallCap600
6 hedge funds and large institutions have $1.71M invested in ProShares Short SmallCap600 in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 3 closing their positions.
25.14% less ownership
Funds ownership: 33.84% → 8.7% (-25%)
33% less funds holding
Funds holding: 9 → 6 (-3)
67% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 3
73% less capital invested
Capital invested by funds: $6.25M → $1.71M (-$4.54M)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$304K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EVM
Eaton Vance Management
Boston,
Massachusetts
|
-$4.21M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$615K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$84K |
| 4 |
LPL Financial
San Diego,
California
|
-$30.7K |
| 5 |
Citigroup
New York
|
-$8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
LPL Financial
San Diego,
California
| $779K | -$30.7K | -272 | -4% |
|
|
2
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $541K | -$615K | -5,457 | -54% |
|
|
U
3
UBS
Zurich,
Switzerland
| $365K | +$304K | +2,695 | +615% |
|
4
Bank of America
Charlotte,
North Carolina
| $23K | – | – | – |
|
|
AIG
5
American International Group
New York
| $5.82K | -$4.51K | -40 | -44% |
|
|
EVM
6
Eaton Vance Management
Boston,
Massachusetts
| – | -$4.21M | -38,331 | Closed |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$84K | -767 | Closed |
|
|
8
Citigroup
New York
| – | -$8K | -70 | Closed |
|
SBB Hedge Fund Activity: Q3 2014 in Review
6 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in ProShares Short SmallCap600 (SBB) for Q3 2014, worth a combined $1.71M — down 73% from $6.25M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SBB and 0 opened new positions — a net loss of 3 holders — while 3 trimmed existing stakes and 1 added.
The largest buyer was UBS, adding an estimated $304K. The largest seller was Eaton Vance Management, exiting entirely with an estimated $4.21M sold.
- 6 institutional investors held ProShares Short SmallCap600 (SBB) as of Q3 2014, down from 9 in Q2 2014.
- Funds reported $1.71M of ProShares Short SmallCap600 stock for Q3 2014, down 73% quarter-over-quarter.
- 0 funds opened new ProShares Short SmallCap600 positions in Q3 2014 and 3 closed out, a net change of -3 holders.
- The largest ProShares Short SmallCap600 buyer in Q3 2014 was UBS, an estimated $304K added.
- The largest ProShares Short SmallCap600 seller in Q3 2014 was Eaton Vance Management, an estimated $4.21M sold.
Based on aggregated 13F filings for Q3 2014.