ProShares Short SmallCap600
10 hedge funds and large institutions have $8.75M invested in ProShares Short SmallCap600 in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 4 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 1
1.62% more ownership
Funds ownership: 5.44% → 7.05% (+1.6%)
17% less funds holding
Funds holding: 12 → 10 (-2)
25% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 4
79% less capital invested
Capital invested by funds: $41.6M → $8.75M (-$32.8M)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.76M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.01M |
| 3 |
LPL Financial
San Diego,
California
|
+$877K |
| 4 |
Wells Fargo
San Francisco,
California
|
+$469K |
| 5 |
Northern Trust
Chicago,
Illinois
|
+$331K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BC
Brinker Capital
Berwyn,
Pennsylvania
|
-$33.2M |
| 2 |
Goldman Sachs
New York
|
-$766K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$25K |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
-$5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Royal Bank of Canada
Toronto,
Ontario, Canada
| $2.55M | +$1.76M | +13,292 | +199% |
|
|
BC
2
Brinker Capital
Berwyn,
Pennsylvania
| $1.89M | -$33.2M | -250,270 | -94% |
|
|
3
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $1.2M | +$1.01M | +7,598 | +428% |
|
|
4
LPL Financial
San Diego,
California
| $1.11M | +$877K | +6,613 | +289% |
|
|
5
Wells Fargo
San Francisco,
California
| $954K | +$469K | +3,535 | +90% |
|
|
TH
6
Timber Hill
Greenwich,
Connecticut
| $683K | +$36.7K | +277 | +5% |
|
|
7
Northern Trust
Chicago,
Illinois
| $319K | +$331K | +2,500 | New |
|
8
Bank of America
Charlotte,
North Carolina
| $26K | – | – | – |
|
|
AIG
9
American International Group
New York
| $15.9K | +$16.6K | +125 | New |
|
|
WF
10
WealthTrust Fairport
Cleveland,
Ohio
| $2K | +$2.52K | +19 | New |
|
|
11
Goldman Sachs
New York
| – | -$766K | -5,414 | Closed |
|
|
LTFS
12
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$25K | -177 | Closed |
|
|
13
Envestnet Asset Management
Chicago,
Illinois
| – | -$5K | -37 | Closed |
|
SBB Hedge Fund Activity: Q3 2013 in Review
10 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Short SmallCap600 (SBB) for Q3 2013, worth a combined $8.75M — down 79% from $41.6M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of SBB and 3 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 5 added.
The largest buyer was Royal Bank of Canada, adding an estimated $1.76M. The largest seller was Brinker Capital, cutting an estimated $33.2M.
- 10 institutional investors held ProShares Short SmallCap600 (SBB) as of Q3 2013, down from 12 in Q2 2013.
- Funds reported $8.75M of ProShares Short SmallCap600 stock for Q3 2013, down 79% quarter-over-quarter.
- 3 funds opened new ProShares Short SmallCap600 positions in Q3 2013 and 4 closed out, a net change of -1 holder.
- The largest ProShares Short SmallCap600 buyer in Q3 2013 was Royal Bank of Canada, an estimated $1.76M added.
- The largest ProShares Short SmallCap600 seller in Q3 2013 was Brinker Capital, an estimated $33.2M sold.
Based on aggregated 13F filings for Q3 2013.