ProShares Short SmallCap600
10 hedge funds and large institutions have $4.29M invested in ProShares Short SmallCap600 in 2013 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 0 increasing their positions, 6 reducing their positions, and 3 closing their positions.
0% more funds holding
Funds holding: 10 → 10 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
0.85% less ownership
Funds ownership: 7.05% → 6.21% (-0.85%)
51% less capital invested
Capital invested by funds: $8.75M → $4.29M (-$4.46M)
100% less repeat investments, than reductions
Existing positions increased: 0 | Existing positions reduced: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ECM
Evergreen Capital Management
Bellevue,
Washington
|
+$1.33M |
| 2 |
Citigroup
New York
|
+$12.5K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$9.59K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.05M |
| 2 |
BC
Brinker Capital
Berwyn,
Pennsylvania
|
-$1.13M |
| 3 |
LPL Financial
San Diego,
California
|
-$860K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$547K |
| 5 |
Northern Trust
Chicago,
Illinois
|
-$319K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ECM
1
Evergreen Capital Management
Bellevue,
Washington
| $1.26M | +$1.33M | +10,966 | New |
|
2
Wells Fargo
San Francisco,
California
| $767K | -$99.5K | -820 | -11% |
|
|
BC
3
Brinker Capital
Berwyn,
Pennsylvania
| $630K | -$1.13M | -9,338 | -63% |
|
|
4
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $561K | -$547K | -4,508 | -48% |
|
|
TH
5
Timber Hill
Greenwich,
Connecticut
| $458K | -$168K | -1,387 | -26% |
|
|
6
Royal Bank of Canada
Toronto,
Ontario, Canada
| $357K | -$2.05M | -16,882 | -84% |
|
|
7
LPL Financial
San Diego,
California
| $209K | -$860K | -7,087 | -80% |
|
8
Bank of America
Charlotte,
North Carolina
| $23K | – | – | – |
|
|
9
Citigroup
New York
| $12K | +$12.5K | +103 | New |
|
|
U
10
UBS
Zurich,
Switzerland
| $9K | +$9.59K | +79 | New |
|
|
11
Northern Trust
Chicago,
Illinois
| – | -$319K | -2,500 | Closed |
|
|
AIG
12
American International Group
New York
| – | -$15.9K | -125 | Closed |
|
|
WF
13
WealthTrust Fairport
Cleveland,
Ohio
| – | -$2K | -19 | Closed |
|
SBB Hedge Fund Activity: Q4 2013 in Review
10 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ProShares Short SmallCap600 (SBB) for Q4 2013, worth a combined $4.29M — down 51% from $8.75M a quarter earlier.
Fund positioning in SBB was balanced in Q4 2013: 3 funds opened new positions, 3 closed out, 0 added to existing stakes and 6 trimmed.
The largest buyer was Evergreen Capital Management, opening a new position worth an estimated $1.33M. The largest seller was Royal Bank of Canada, cutting an estimated $2.05M.
- 10 institutional investors held ProShares Short SmallCap600 (SBB) as of Q4 2013, unchanged from Q3 2013.
- Funds reported $4.29M of ProShares Short SmallCap600 stock for Q4 2013, down 51% quarter-over-quarter.
- 3 funds opened new ProShares Short SmallCap600 positions in Q4 2013 and 3 closed out, a net change of 0 holders.
- The largest ProShares Short SmallCap600 buyer in Q4 2013 was Evergreen Capital Management, an estimated $1.33M added.
- The largest ProShares Short SmallCap600 seller in Q4 2013 was Royal Bank of Canada, an estimated $2.05M sold.
Based on aggregated 13F filings for Q4 2013.