U
GGZ

UBS’s Gabelli Global Small and Mid-Cap Value Trust GGZ Stock Holding History

UBS’s Portfolio GGZ Stock Details GGZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$349K Buy
34,111
+6,311
+23% +$66.3K ﹤0.01% 4620
2014
Q2 		$299K Buy
+27,800
New +$304K ﹤0.01% 4751

Other funds holding GGZ

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
FIMG
Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS's GGZ Position: Q3 2014 in Review

UBS increased its Gabelli Global Small and Mid-Cap Value Trust (GGZ) stake by 23% in Q3 2014, buying an estimated $66.3K and bringing the position to 34,111 shares worth $349K. The position accounts for ﹤0.01% of the portfolio, ranked #4620.

UBS first reported a position in GGZ in Q2 2014 and has held it in 2 quarters since. 51 funds tracked by Wall St. Rank hold GGZ as of Q3 2014.

  • UBS held 34,111 shares of Gabelli Global Small and Mid-Cap Value Trust worth $349K as of Q3 2014.
  • UBS bought 6,311 Gabelli Global Small and Mid-Cap Value Trust shares in Q3 2014, an estimated $66.3K.
  • Gabelli Global Small and Mid-Cap Value Trust made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4620 holding.
  • UBS first reported a position in Gabelli Global Small and Mid-Cap Value Trust in Q2 2014 and has held it in 2 quarters since.
  • 51 funds tracked by Wall St. Rank held Gabelli Global Small and Mid-Cap Value Trust as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.