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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMC icon
4676
PUT
FMC
FMC
$1.34B
$326K ﹤0.01%
+6,572
New +$374K
WEYS icon
4677
Weyco Group
WEYS
$372M
$326K ﹤0.01%
12,965
+692
+6% +$18.5K
ARCT icon
4678
Arcturus Therapeutics
ARCT
$164M
$325K ﹤0.01%
3,009
+2,639
+713% +$344K
FDM icon
4679
First Trust Dow Jones Select MicroCap Index Fund
FDM
$261M
$325K ﹤0.01%
10,823
-6,893
-39% -$216K
IAF
4680
abrdn Australia Equity Fund
IAF
$122M
$325K ﹤0.01%
13,870
+113
+0.8% +$2.99K
PTC icon
4681
PTC
PTC
$15.8B
$324K ﹤0.01%
8,775
-61,375
-87% -$2.35M
CSR
4682
Centerspace
CSR
$921M
$323K ﹤0.01%
4,192
-482
-10% -$40.5K
KKR icon
4683
CALL
KKR & Co
KKR
$91.1B
$323K ﹤0.01%
14,500
-4,200
-22% -$98.5K
KLAC icon
4684
PUT
KLA
KLAC
$239B
$323K ﹤0.01%
41,000
-1,000
-2% -$7.55K
IMGN
4685
DELISTED
Immunogen Inc
IMGN
$323K ﹤0.01%
30,523
-25,678
-46% -$290K
NTX
4686
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$323K ﹤0.01%
22,198
+48
+0.2% +$692
ATVI
4687
CALL
DELISTED
Activision Blizzard
ATVI
$322K ﹤0.01%
15,500
-2,300
-13% -$52.3K
EBIX
4688
PUT
DELISTED
Ebix Inc
EBIX
$322K ﹤0.01%
22,700
-8,400
-27% -$117K
SPLS
4689
CALL
DELISTED
Staples Inc
SPLS
$322K ﹤0.01%
26,600
-2,700
-9% -$31.7K
AOK icon
4690
iShares Core Conservative Allocation ETF
AOK
$788M
$321K ﹤0.01%
9,883
-13,590
-58% -$445K
TZA icon
4691
PUT
Direxion Daily Small Cap Bear 3x ETF
TZA
$250M
$321K ﹤0.01%
12
+10
+500% +$243K
MTEM
4692
DELISTED
Molecular Templates, Inc.
MTEM
$321K ﹤0.01%
540
+504
+1,400% +$349K
BLH
4693
DELISTED
Blackrock Ny Muni 2018 Term Tr
BLH
$321K ﹤0.01%
21,331
-910
-4% -$13.7K
EXTR icon
4694
CALL
Extreme Networks
EXTR
$3.94B
$320K ﹤0.01%
66,900
+8,900
+15% +$43.2K
PF
4695
PUT
DELISTED
Pinnacle Foods, Inc.
PF
$320K ﹤0.01%
9,800
-100
-1% -$3.17K
DANG
4696
CALL
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$320K ﹤0.01%
26,200
-8,600
-25% -$117K
PSAU
4697
DELISTED
Invesco Global Gold and Precious Metals ETF
PSAU
$320K ﹤0.01%
17,621
+2,144
+14% +$46.6K
FNK icon
4698
First Trust Mid Cap Value AlphaDEX Fund
FNK
$228M
$319K ﹤0.01%
10,715
+8,136
+315% +$254K
WAL icon
4699
Western Alliance Bancorporation
WAL
$8.79B
$319K ﹤0.01%
13,353
+8,132
+156% +$192K
SLCA
4700
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$319K ﹤0.01%
5,100
-58,300
-92% -$3.63M
186 187
188
189 190

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.