UBS’s First Trust Dow Jones Select MicroCap Index Fund FDM Stock Holding History

UBS’s Portfolio FDM Stock Details FDM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$325K	Sell	10,823 -6,893	-39%	-$216K	﹤0.01%	4695
2014 Q2	$567K	Buy	17,716 +4,112	+30%	+$129K	﹤0.01%	4095
2014 Q1	$441K	Buy	13,604 +7,640	+128%	+$242K	﹤0.01%	4372
2013 Q4	$194K	Buy	5,964 +1,064	+22%	+$32.7K	﹤0.01%	5316
2013 Q3	$142K	Sell	4,900 -405	-8%	-$11.4K	﹤0.01%	5596
2013 Q2	$140K	Buy	+5,305	New	+$136K	﹤0.01%	5484

Other funds holding FDM

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

UBS's FDM Position: Q3 2014 in Review

UBS reduced its First Trust Dow Jones Select MicroCap Index Fund (FDM) stake by 39% in Q3 2014, selling an estimated $216K and leaving 10,823 shares worth $325K. The position accounts for ﹤0.01% of the portfolio, ranked #4695.

UBS first reported a position in FDM in Q2 2013 and has held it in 6 quarters since. The position peaked at $567K in Q2 2014. 24 funds tracked by Wall St. Rank hold FDM as of Q3 2014.

UBS held 10,823 shares of First Trust Dow Jones Select MicroCap Index Fund worth $325K as of Q3 2014.
UBS sold 6,893 First Trust Dow Jones Select MicroCap Index Fund shares in Q3 2014, an estimated $216K.
First Trust Dow Jones Select MicroCap Index Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4695 holding.
UBS first reported a position in First Trust Dow Jones Select MicroCap Index Fund in Q2 2013 and has held it in 6 quarters since.
UBS's First Trust Dow Jones Select MicroCap Index Fund position peaked at $567K in Q2 2014.
24 funds tracked by Wall St. Rank held First Trust Dow Jones Select MicroCap Index Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.