UBS’s First Trust Mid Cap Value AlphaDEX Fund FNK Stock Holding History

UBS’s Portfolio FNK Stock Details FNK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$319K	Buy	10,715 +8,136	+315%	+$254K	﹤0.01%	4714
2014 Q2	$82K	Buy	+2,579	New	+$79.3K	﹤0.01%	6189
2013 Q4	–	Sell	-720	Closed	-$19K	–	10511
2013 Q3	$19K	Sell	720 -80	-10%	-$2.11K	﹤0.01%	8128
2013 Q2	$20K	Buy	+800	New	+$19.8K	﹤0.01%	7885

Other funds holding FNK

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

UBS's FNK Position: Q3 2014 in Review

UBS increased its First Trust Mid Cap Value AlphaDEX Fund (FNK) stake by 315% in Q3 2014, buying an estimated $254K and bringing the position to 10,715 shares worth $319K. The position accounts for ﹤0.01% of the portfolio, ranked #4714.

UBS first reported a position in FNK in Q2 2013 and has held it in 4 quarters since. 23 funds tracked by Wall St. Rank hold FNK as of Q3 2014.

UBS held 10,715 shares of First Trust Mid Cap Value AlphaDEX Fund worth $319K as of Q3 2014.
UBS bought 8,136 First Trust Mid Cap Value AlphaDEX Fund shares in Q3 2014, an estimated $254K.
First Trust Mid Cap Value AlphaDEX Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4714 holding.
UBS first reported a position in First Trust Mid Cap Value AlphaDEX Fund in Q2 2013 and has held it in 4 quarters since.
23 funds tracked by Wall St. Rank held First Trust Mid Cap Value AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.