UBS’s ProShares Ultra S&P500 SSO Stock Holding History

UBS’s Portfolio SSO Stock Details SSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$330K	Sell	44,800 -9,600	-18%	-$70.8K	﹤0.01%	4677
2014 Q2	$394K	Buy	54,400 +16,000	+42%	+$109K	﹤0.01%	4458
2014 Q1	$253K	Sell	38,400 -41,600	-52%	-$263K	﹤0.01%	4950
2013 Q4	$513K	Sell	80,000 -96,000	-55%	-$562K	﹤0.01%	4309
2013 Q3	$931K	Buy	176,000 +22,400	+15%	+$117K	﹤0.01%	3424
2013 Q2	$737K	Buy	+153,600	New	+$741K	﹤0.01%	3662

Other funds holding SSO

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

TCM

Tuttle Capital Management Riverside, Connecticut $60.8M AUM 17.47% 1-Year Est. Return

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's SSO Position: Q3 2014 in Review

UBS increased its ProShares Ultra S&P500 (SSO) stake by 51% in Q3 2014, buying an estimated $352K and bringing the position to 141,120 shares worth $1.04M. The position accounts for ﹤0.01% of the portfolio, ranked #3550.

UBS first reported a position in SSO in Q2 2013 and has held it in 6 quarters since. 96 funds tracked by Wall St. Rank hold SSO as of Q3 2014.

UBS held 141,120 shares of ProShares Ultra S&P500 worth $1.04M as of Q3 2014.
UBS bought 47,744 ProShares Ultra S&P500 shares in Q3 2014, an estimated $352K.
ProShares Ultra S&P500 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3550 holding.
UBS first reported a position in ProShares Ultra S&P500 in Q2 2013 and has held it in 6 quarters since.
96 funds tracked by Wall St. Rank held ProShares Ultra S&P500 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.