UBS’s ProShares Ultra S&P500 SSO Stock Holding History

UBS’s Portfolio SSO Stock Details SSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$1.04M	Buy	141,120 +47,744	+51%	+$352K	﹤0.01%	3550
2014 Q2	$676K	Buy	93,376 +44,256	+90%	+$301K	﹤0.01%	3930
2014 Q1	$323K	Buy	49,120 +26,800	+120%	+$169K	﹤0.01%	4688
2013 Q4	$143K	Sell	22,320 -70,336	-76%	-$412K	﹤0.01%	5661
2013 Q3	$490K	Buy	92,656 +64,352	+227%	+$337K	﹤0.01%	4161
2013 Q2	$136K	Buy	+28,304	New	+$136K	﹤0.01%	5520

Other funds holding SSO

GHF

Good Harbor Financial Barrington, Illinois $916M AUM 5.96% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

TCM

Tuttle Capital Management Riverside, Connecticut $148M AUM 64.07% 1-Year Est. Return

SCP

Syntal Capital Partners Midland, Texas $10M AUM 35.51% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's SSO Position: Q3 2014 in Review

UBS increased its ProShares Ultra S&P500 (SSO) stake by 51% in Q3 2014, buying an estimated $352K and bringing the position to 141,120 shares worth $1.04M. The position accounts for ﹤0.01% of the portfolio, ranked #3550.

UBS first reported a position in SSO in Q2 2013 and has held it in 6 quarters since. 96 funds tracked by Wall St. Rank hold SSO as of Q3 2014.

UBS held 141,120 shares of ProShares Ultra S&P500 worth $1.04M as of Q3 2014.
UBS bought 47,744 ProShares Ultra S&P500 shares in Q3 2014, an estimated $352K.
ProShares Ultra S&P500 made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3550 holding.
UBS first reported a position in ProShares Ultra S&P500 in Q2 2013 and has held it in 6 quarters since.
96 funds tracked by Wall St. Rank held ProShares Ultra S&P500 as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.