UBS’s Assertio ASRT Stock Holding History

UBS’s Portfolio ASRT Stock Details ASRT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$329K	Sell	361 -15	-4%	-$12K	﹤0.01%	4683
2014 Q2	$314K	Buy	376 +39	+12%	+$30K	﹤0.01%	4688
2014 Q1	$293K	Buy	337 +304	+921%	+$232K	﹤0.01%	4782
2013 Q4	$21K	Hold	33	–	–	﹤0.01%	8078
2013 Q3	$15K	Hold	33	–	–	﹤0.01%	8369
2013 Q2	$11K	Buy	+33	New	+$11K	﹤0.01%	8515

Other funds holding ASRT

Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

DAM

Deltec Asset Management New York $677M AUM 31.67% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS's ASRT Position: Q3 2014 in Review

UBS reduced its Assertio (ASRT) stake by 4% in Q3 2014, selling an estimated $12K and leaving 361 shares worth $329K. The position accounts for ﹤0.01% of the portfolio, ranked #4683.

UBS first reported a position in ASRT in Q2 2013 and has held it in 6 quarters since. 159 funds tracked by Wall St. Rank hold ASRT as of Q3 2014.

UBS held 361 shares of Assertio worth $329K as of Q3 2014.
UBS sold 15 Assertio shares in Q3 2014, an estimated $12K.
Assertio made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4683 holding.
UBS first reported a position in Assertio in Q2 2013 and has held it in 6 quarters since.
159 funds tracked by Wall St. Rank held Assertio as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.