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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOCO icon
4926
PUT
El Pollo Loco
LOCO
$501M
$255K ﹤0.01%
+7,100
New +$245K
WMGI
4927
DELISTED
Wright Medical Group Inc
WMGI
$255K ﹤0.01%
8,432
+5,435
+181% +$167K
TE
4928
CALL
DELISTED
TECO ENERGY INC
TE
$255K ﹤0.01%
14,700
+13,900
+1,738% +$246K
AMRE
4929
DELISTED
AMREIT INC NEW COM STK
AMRE
$254K ﹤0.01%
11,023
+1,100
+11% +$25.1K
TQNT
4930
CALL
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$254K ﹤0.01%
13,300
+2,500
+23% +$46.4K
DO
4931
PUT
DELISTED
Diamond Offshore Drilling
DO
$254K ﹤0.01%
7,400
-9,500
-56% -$420K
BRT
4932
BRT Apartments
BRT
$281M
$253K ﹤0.01%
33,800
-1,820
-5% -$13.3K
STZ icon
4933
CALL
Constellation Brands
STZ
$22.2B
$253K ﹤0.01%
2,900
+1,200
+71% +$104K
TRP icon
4934
PUT
TC Energy
TRP
$70.2B
$253K ﹤0.01%
4,900
-300
-6% -$15.5K
PTX
4935
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$253K ﹤0.01%
+3,300
New +$260K
NSLR
4936
Neostellar Capital Corp
NSLR
$269M
$252K ﹤0.01%
38,783
+4,288
+12% +$28.6K
RPT
4937
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$252K ﹤0.01%
15,505
-50
-0.3% -$838
CNBKA
4938
DELISTED
Century Bancorp Inc/Mass
CNBKA
$252K ﹤0.01%
7,290
+400
+6% +$14.3K
IMMU
4939
CALL
DELISTED
Immunomedics Inc
IMMU
$252K ﹤0.01%
67,700
+39,900
+144% +$135K
BEAV
4940
PUT
DELISTED
B/E Aerospace Inc
BEAV
$252K ﹤0.01%
4,143
+276
+7% +$17.5K
CTSH icon
4941
CALL
Cognizant
CTSH
$24.9B
$251K ﹤0.01%
5,600
-13,100
-70% -$616K
FCF icon
4942
First Commonwealth Financial
FCF
$2.18B
$251K ﹤0.01%
29,880
-1,000
-3% -$8.85K
GCV
4943
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
$251K ﹤0.01%
41,788
+4,877
+13% +$30.1K
PLUG icon
4944
CALL
Plug Power
PLUG
$2.87B
$251K ﹤0.01%
54,600
-18,000
-25% -$92.8K
VFC icon
4945
PUT
VF Corp
VFC
$5.63B
$251K ﹤0.01%
4,036
-1,274
-24% -$76.2K
HOLI
4946
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$251K ﹤0.01%
11,166
-18,976
-63% -$426K
CLGX
4947
DELISTED
Corelogic, Inc.
CLGX
$251K ﹤0.01%
9,274
+7,958
+605% +$224K
ARWR icon
4948
PUT
Arrowhead Research
ARWR
$11.9B
$250K ﹤0.01%
16,900
+4,400
+35% +$60.1K
LYB icon
4949
CALL
LyondellBasell Industries
LYB
$20B
$250K ﹤0.01%
2,300
-533,800
-100% -$57.7M
PTEN icon
4950
PUT
Patterson-UTI
PTEN
$3.98B
$250K ﹤0.01%
7,700
+800
+12% +$27.2K
196 197
198
199 200

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.