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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHP icon
4976
CALL
Microchip Technology
MCHP
$40.3B
$241K ﹤0.01%
10,200
-4,600
-31% -$110K
SIF icon
4977
SIFCO Industries
SIF
$161M
$241K ﹤0.01%
8,004
+1,479
+23% +$42.7K
SOHU
4978
CALL
Sohu.com
SOHU
$362M
$241K ﹤0.01%
4,800
+300
+7% +$17K
ARRS
4979
PUT
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$241K ﹤0.01%
8,500
-9,000
-51% -$281K
PRAA icon
4980
PUT
PRA Group
PRAA
$663M
$240K ﹤0.01%
4,600
+3,500
+318% +$202K
SASR
4981
DELISTED
Sandy Spring Bancorp Inc
SASR
$240K ﹤0.01%
10,457
-35
-0.3% -$836
CNR
4982
DELISTED
Cornerstone Building Brands, Inc.
CNR
$240K ﹤0.01%
12,367
-10,533
-46% -$202K
AVNR
4983
PUT
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$240K ﹤0.01%
20,100
+20,000
+20,000% +$137K
PDLI
4984
DELISTED
PDL BioPharma, Inc.
PDLI
$240K ﹤0.01%
32,132
-52,634
-62% -$489K
RIGP
4985
DELISTED
Transocean Partners LLC
RIGP
$240K ﹤0.01%
+9,150
New +$235K
AMKR icon
4986
Amkor Technology
AMKR
$12.4B
$239K ﹤0.01%
28,483
-65,630
-70% -$649K
GOOD
4987
Gladstone Commercial Corp
GOOD
$605M
$239K ﹤0.01%
14,049
-3,549
-20% -$63.2K
PSEC icon
4988
PUT
Prospect Capital
PSEC
$1.07B
$239K ﹤0.01%
24,100
+13,500
+127% +$142K
SPNC
4989
DELISTED
Spectranetics Corp
SPNC
$239K ﹤0.01%
8,971
+981
+12% +$26.3K
QEPM
4990
CALL
DELISTED
QEP MIDSTREAM PARTNERS LP UIT REPSTG LTD PARTSP INT (DE)
QEPM
$239K ﹤0.01%
+10,100
New +$253K
DWRE
4991
CALL
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$239K ﹤0.01%
4,700
-4,900
-51% -$278K
HEI.A icon
4992
HEICO Corp Class A
HEI.A
$36B
$238K ﹤0.01%
11,537
-182
-2% -$3.86K
IRBT
4993
CALL
DELISTED
iRobot
IRBT
$238K ﹤0.01%
7,800
+3,400
+77% +$116K
NVEC icon
4994
NVE Corp
NVEC
$562M
$238K ﹤0.01%
3,695
-1,215
-25% -$77.8K
PGP
4995
PIMCO Global StockPLUS & Income Fund
PGP
$98.1M
$238K ﹤0.01%
11,717
-2,885
-20% -$73.9K
SQBG
4996
DELISTED
Sequential Brands Group, Inc.
SQBG
$238K ﹤0.01%
475
+55
+13% +$29.5K
AUQ
4997
DELISTED
AURICO GOLD INC COM
AUQ
$238K ﹤0.01%
68,212
+18,303
+37% +$75.3K
FXS
4998
DELISTED
Invesco CurrencyShares Swedish Krona Trust
FXS
$238K ﹤0.01%
1,726
+901
+109% +$129K
FCEL icon
4999
PUT
FuelCell Energy
FCEL
$1.73B
$237K ﹤0.01%
26
+8
+44% +$81.3K
ABMD
5000
DELISTED
Abiomed Inc
ABMD
$237K ﹤0.01%
9,546
-23
-0.2% -$583
198 199
200
201 202

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.