We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KWT
5001
DELISTED
VanEck Vectors Solar Energy ETF
KWT
$237K ﹤0.01%
3,066
-72
-2% -$5.91K
MLU
5002
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$237K ﹤0.01%
7,702
+1,326
+21% +$41.5K
HL icon
5003
Hecla Mining
HL
$9.47B
$236K ﹤0.01%
95,256
-73,270
-43% -$229K
ULTA icon
5004
CALL
Ulta Beauty
ULTA
$22B
$236K ﹤0.01%
2,000
+300
+18% +$29.8K
VLGEA icon
5005
Village Super Market
VLGEA
$651M
$236K ﹤0.01%
10,369
+170
+2% +$3.92K
ONIT
5006
PUT
Onity Group
ONIT
$309M
$236K ﹤0.01%
600
-4,093
-87% -$1.85M
SODA
5007
CALL
DELISTED
SodaStream International Ltd
SODA
$236K ﹤0.01%
8,000
+6,500
+433% +$207K
CLNE icon
5008
CALL
Clean Energy Fuels
CLNE
$427M
$235K ﹤0.01%
30,100
+16,500
+121% +$161K
SCHX icon
5009
PUT
Schwab US Large- Cap ETF
SCHX
$71.8B
$235K ﹤0.01%
30,000
-7,800
-21% -$61.4K
KMR
5010
PUT
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$235K ﹤0.01%
2,538
-44
-2% -$3.8K
ETN icon
5011
CALL
Eaton
ETN
$161B
$234K ﹤0.01%
3,700
-24,000
-87% -$1.7M
MAS icon
5012
CALL
Masco
MAS
$14.1B
$234K ﹤0.01%
11,152
-342
-3% -$6.76K
TMF icon
5013
CALL
Direxion Daily 20+ Year Treasury Bull 3X ETF
TMF
$2.16B
$234K ﹤0.01%
1,400
+1,240
+775% +$200K
UVXY icon
5014
PUT
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
– –
0
– –
LTXB
5015
DELISTED
LegacyTexas Financial Group Inc
LTXB
$234K ﹤0.01%
9,763
-519
-5% -$13.3K
ADP icon
5016
PUT
Automatic Data Processing
ADP
$106B
$233K ﹤0.01%
3,189
+2,278
+250% +$165K
DY icon
5017
Dycom Industries
DY
$12B
$233K ﹤0.01%
7,598
-1,166
-13% -$35.5K
NVAX icon
5018
CALL
Novavax
NVAX
$1.2B
$233K ﹤0.01%
2,790
+70
+3% +$6.33K
RLI icon
5019
RLI Corp
RLI
$5.62B
$233K ﹤0.01%
10,752
+1,050
+11% +$23.4K
RMD icon
5020
PUT
ResMed
RMD
$30.6B
$233K ﹤0.01%
4,720
+4,620
+4,620% +$235K
UFCS icon
5021
United Fire Group
UFCS
$1.32B
$233K ﹤0.01%
8,378
+975
+13% +$28.2K
TWX
5022
PUT
DELISTED
Time Warner Inc
TWX
$233K ﹤0.01%
+3,100
New +$240K
RBS.PRR
5023
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$233K ﹤0.01%
9,771
+92
+1% +$2.19K
DINO icon
5024
CALL
HF Sinclair
DINO
$16.3B
$232K ﹤0.01%
5,300
-10,400
-66% -$485K
JOF
5025
Japan Smaller Capitalization Fund
JOF
$321M
$232K ﹤0.01%
23,942
+4,089
+21% +$39.5K
199 200
201
202 203

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.