UBS’s FIRST TRUST ISE GLOBAL COPPER INDEX FD CU Stock Holding History

UBS’s Portfolio CU Stock Details CU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$260K	Buy	12,238 +557	+5%	+$13.5K	﹤0.01%	4923
2014 Q2	$281K	Buy	11,681 +11,435	+4,648%	+$262K	﹤0.01%	4817
2014 Q1	$5K	Sell	246 -480	-66%	-$10.5K	﹤0.01%	9616
2013 Q4	$17K	Sell	726 -2,932	-80%	-$63.9K	﹤0.01%	8385
2013 Q3	$80K	Sell	3,658 -7,362	-67%	-$160K	﹤0.01%	6286
2013 Q2	$222K	Buy	+11,020	New	+$259K	﹤0.01%	4987

Other funds holding CU

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

UBS's CU Position: Q3 2014 in Review

UBS increased its FIRST TRUST ISE GLOBAL COPPER INDEX FD (CU) stake by 4.8% in Q3 2014, buying an estimated $13.5K and bringing the position to 12,238 shares worth $260K. The position accounts for ﹤0.01% of the portfolio, ranked #4923.

UBS first reported a position in CU in Q2 2013 and has held it in 6 quarters since. The position peaked at $281K in Q2 2014. 17 funds tracked by Wall St. Rank hold CU as of Q3 2014.

UBS held 12,238 shares of FIRST TRUST ISE GLOBAL COPPER INDEX FD worth $260K as of Q3 2014.
UBS bought 557 FIRST TRUST ISE GLOBAL COPPER INDEX FD shares in Q3 2014, an estimated $13.5K.
FIRST TRUST ISE GLOBAL COPPER INDEX FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4923 holding.
UBS first reported a position in FIRST TRUST ISE GLOBAL COPPER INDEX FD in Q2 2013 and has held it in 6 quarters since.
UBS's FIRST TRUST ISE GLOBAL COPPER INDEX FD position peaked at $281K in Q2 2014.
17 funds tracked by Wall St. Rank held FIRST TRUST ISE GLOBAL COPPER INDEX FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.